Kenneth Rogers

CRD 1636458 · Captrust · Harrisonburg, VA

IA RegisteredRegistration inactive

Also appears in the source record as: Kenneth Joseph Rogers

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Inactive
Investment adviser registration: Active
Exams passed (5): Series 65Series 63Series 24SIESeries 7
Registered states (2): North Carolina · Virginia
Years in the industry (source record): 39
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Captrust
Firm CRD: 175112
SEC number: 801-62193
Assets under management: $1.2T as of May 27, 2026
Website: www.linkedin.com/COMPANY/CAPTRUST ↗
Phone: 919-870-6822
Firm location: Raleigh, NC, 27609

Employment history (15)

From the source registration record · current first

CaptrustCurrent
Harrisonburg, VA · IA capacity

Jan 29, 2019 → present
Capfinancial Securities, LLC.
BD capacity

Jan 17, 2019 → Sep 4, 2024
Pensionmark Securities, LLC
BD capacity

Sep 1, 2017 → Feb 13, 2019
Pensionmark Financial Group, LLC
IA capacity

Sep 17, 2015 → Feb 13, 2019
Capfinancial Securities, LLC.
BD capacity

Sep 17, 2015 → Sep 1, 2017
Rogers Financial
IA capacity

Mar 29, 2004 → Dec 18, 2015
Lpl Financial LLC
BD capacity

Nov 30, 2010 → Sep 24, 2015
Nrp Financial, Inc.
BD capacity

Nov 19, 2007 → Nov 30, 2010
Nrp Advisors, Inc.
IA capacity

Nov 19, 2007 → Apr 30, 2008
Securities America, Inc.
BD capacity

Mar 1, 2005 → Nov 27, 2007
Walnut Street Securities, Inc.
BD capacity

Aug 1, 2003 → Mar 3, 2005
Nathan & Lewis Securities, Inc.
BD capacity

Mar 20, 2001 → Aug 1, 2003
Royal Alliance Associates, Inc.
BD capacity

Mar 28, 1995 → Mar 20, 2001
New England Securities
BD capacity

Aug 4, 1992 → Feb 17, 1995
Merrill Lynch, Pierce, Fenner & Smith Incorporated
BD capacity

Apr 29, 1987 → Sep 7, 1990

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

SEC IAPD record for CRD 1636458 ↗ FINRA BrokerCheck record for CRD 1636458 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

Data compiled Aug 20, 2026. Source: IAPD_SEARCH. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.

Preview release — partial coverage. This is a public-records lookup tool, not investment advice, not a recommendation, and not an endorsement of any advisor. Registration status shown here is a copy of a government record and may be out of date; always confirm against SEC IAPD and FINRA BrokerCheck before acting.