Lesa Diane Franklin-Johnson

CRD 1650042 · Edward Jones · Sacramento, CA

IA RegisteredBroker

Also appears in the source record as: Lesa Diane Franklin; Lesa Franklin; Lesa Diane Franklinjohnson; Lesa D Johnson

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (4): SIESeries 7Series 65Series 63
Registered states (14): Arizona · Arkansas · California · Connecticut · Hawaii · Idaho · Massachusetts · Nevada · Oklahoma · Oregon · Pennsylvania · Tennessee · Texas · Washington
Years in the industry (source record): 36
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

The official record for CRD 1650042 contains one or more disclosure events as of Aug 20, 2026.

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Current firm

From the firm record

Firm: Edward Jones
Firm CRD: 250
SEC number: 801-3297
Assets under management: $1.0T as of Jun 29, 2026
Website: www.twitter.com/EDWARDJONES ↗
Phone: 314-515-2000
Firm location: St. Louis, MO, 63131

Employment history (12)

From the source registration record · current first

Edward JonesCurrent
Sacramento, CA · BC capacity

start not retrieved → present
Edward JonesCurrent
Sacramento, CA · IA capacity

start not retrieved → present
Edward JonesCurrent
Sacramento, CA · IA capacity

start not retrieved → present
Morgan Stanley Smith Barney LLC
Sacramento, CA · IA capacity

Jun 1, 2009 → Nov 5, 2009
Morgan Stanley Smith Barney
Sacramento, CA · BC capacity

Jun 1, 2009 → Nov 5, 2009
Morgan Stanley & Co. Incorporated
Sacramento, CA · IA capacity

Apr 2, 2007 → Jun 1, 2009
Morgan Stanley & Co. Incorporated
Sacramento, CA · BC capacity

Apr 2, 2007 → Jun 1, 2009
Morgan Stanley
Sacramento, CA · IA capacity

Nov 12, 2003 → Apr 2, 2007
Morgan Stanley Dw Inc.
Sacramento, CA · BC capacity

Nov 12, 2003 → Apr 2, 2007
Ubs Financial Services Inc.
Sacramento, CA · IA capacity

Jul 8, 1997 → Nov 26, 2003
Ubs Financial Services Inc.
Weehawken, NJ · BC capacity

Jan 28, 1995 → Nov 26, 2003
Kidder, Peabody & Co. Incorporated
New York, NY · BC capacity

Nov 27, 1989 → Jan 28, 1995

Source & corrections

Where this page comes from

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