Steven Grill
Also appears in the source record as: Steven Mitchell Grill; Steven Grill
Registration & licensing
As recorded in SEC IAPD / FINRA BrokerCheck
- Broker-dealer registration
- Active
- Investment adviser registration
- Active
- Exams passed (4)
- SIESeries 7Series 66Series 63
- Registered states (48)
- Alabama · Arizona · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Hawaii · Idaho · Illinois · Indiana · Iowa · Kansas · Kentucky · Louisiana · Maine · Maryland · Massachusetts · Michigan · Minnesota · Mississippi · Missouri · Nebraska · Nevada · New Hampshire · New Jersey · New York · North Carolina · North Dakota · Ohio · Oregon · Pennsylvania · Puerto Rico · Rhode Island · South Carolina · South Dakota · Tennessee · Texas · Utah · Vermont · Virgin Islands · Virginia · Washington · West Virginia · Wisconsin · Wyoming
- Years in the industry (source record)
- 32
- Professional designations
- Not yet retrieved from the source record
Disclosures
Copied from the official record
The official record for CRD 1669936 contains one or more disclosure events as of Aug 20, 2026.
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Current firm
From the firm record
- Firm
- J.P. Morgan Securities LLC
- Firm CRD
- 79
- SEC number
- 801-3702
- Assets under management
- $429.7B as of Jun 30, 2026
- Website
- wealthpartners.jpmorgan.com ↗
- Phone
- 800-999-2000
- Firm location
- New York, NY, 10017
Employment history (14)
From the source registration record · current first
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start not retrieved → present
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start not retrieved → present
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start not retrieved → present
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Raymond James & Associates, Inc.New York, NY · IA capacitySep 6, 2016 → Dec 14, 2020
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Raymond James & Associates, Inc.New York, NY · BC capacitySep 6, 2016 → Dec 14, 2020
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Deutsche Bank Securities Inc.New York, NY · IA capacityJun 29, 2009 → Sep 6, 2016
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Deutsche Bank Securities Inc.New York, NY · BC capacityJun 29, 2009 → Sep 6, 2016
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Morgan Stanley Smith Barney LLCNew York, NY · IA capacityJun 1, 2009 → Jul 2, 2009
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Morgan Stanley Smith BarneyNew York, NY · BC capacityJun 1, 2009 → Jul 2, 2009
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Morgan Stanley & Co. IncorporatedNew York, NY · IA capacityJan 1, 2009 → Jun 1, 2009
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Morgan Stanley & Co. IncorporatedNew York, NY · BC capacityDec 9, 2008 → Jun 1, 2009
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Merrill Lynch Pierce Fenner & Smith Inc.New York, NY · IA capacityApr 28, 1993 → Sep 27, 2002
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Merrill Lynch, Pierce, Fenner & Smith IncorporatedNew York, NY · BC capacityMar 23, 1989 → Sep 27, 2002
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Merrill Lynch Government Securities Inc. ("mlgsi")New York, NY · BC capacityJul 25, 1987 → Jun 19, 1992
Source & corrections
Where this page comes from
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Data compiled Aug 20, 2026. Source: IAPD_SEARCH. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.