Gregory Clayton Allen

CRD 1672947 · Charles Schwab & Co., Inc. · Houston, TX

IA RegisteredBroker

Also appears in the source record as: Gregary Clayton Allen; Greg Allen

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (7): SIESeries 7Series 24Series 8Series 4Series 65Series 63
Registered states (13): California · Colorado · Florida · Georgia · Maryland · Massachusetts · Mississippi · Missouri · New Jersey · New York · Tennessee · Texas · Virginia
Years in the industry (source record): 38
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Charles Schwab & Co., Inc.
Firm CRD: 5393
SEC number: 801-29938
Assets under management: Not yet retrieved from the source record
Website: www.linkedin.com/COMPANY/SCHWAB-ADVISOR-SERVICES ↗
Phone: 415-667-7000
Firm location: San Francisco, CA, 94105

Employment history (17)

From the source registration record · current first

Charles Schwab & Co., Inc.Current
Houston, TX · BC capacity

start not retrieved → present
Charles Schwab & Co., Inc.Current
Houston, TX · IA capacity

start not retrieved → present
Charles Schwab & Co., Inc.Current
Houston, TX · IA capacity

start not retrieved → present
Td Ameritrade, Inc.
Houston, TX · BC capacity

Dec 6, 2012 → Jul 29, 2024
Td Ameritrade Investment Management, LLC
Houston, TX · IA capacity

Dec 6, 2012 → Sep 7, 2023
Td Ameritrade, Inc.
Houston, TX · IA capacity

Dec 6, 2012 → Oct 14, 2022
E*trade Capital Management, LLC
Houston, TX · IA capacity

Jun 7, 2011 → Nov 16, 2012
E*trade Securities LLC
Houston, TX · BC capacity

Jun 7, 2011 → Nov 16, 2012
Chase Investment Services Corp.
Katy, TX · IA capacity

May 2, 2009 → Jun 1, 2011
Chase Investment Services Corp.
Katy, TX · BC capacity

May 2, 2009 → Jun 1, 2011
Wamu Investments, Inc.
Katy, TX · IA capacity

Nov 11, 2004 → May 2, 2009
Wamu Investments, Inc.
Katy, TX · BC capacity

Nov 11, 2004 → May 2, 2009
H&r Block Financial Advisors, Inc.
Sugarland, TX · IA capacity

Jun 30, 2003 → Nov 9, 2004
H&r Block Financial Advisors, Inc.
Detroit, MI · BC capacity

Nov 8, 1989 → Nov 9, 2004
Rsm Mcgladrey, Inc.
Sugarland, TX · IA capacity

Jul 10, 2002 → Jul 10, 2003
F.N. Wolf & Co., Inc.
BC capacity

May 20, 1988 → Oct 4, 1989
Sherwood Capital, Inc.
BC capacity

Jul 7, 1987 → Jun 1, 1988

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

SEC IAPD record for CRD 1672947 ↗ FINRA BrokerCheck record for CRD 1672947 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

Data compiled Aug 20, 2026. Source: IAPD_SEARCH. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.

Preview release — partial coverage. This is a public-records lookup tool, not investment advice, not a recommendation, and not an endorsement of any advisor. Registration status shown here is a copy of a government record and may be out of date; always confirm against SEC IAPD and FINRA BrokerCheck before acting.