Patty L Hanna

CRD 1674016 · Wells Fargo Advisors · Davidson, NC

IA RegisteredBroker

Also appears in the source record as: Patty Logan Hanna; Patty Lou Ann Hanna; Patty L Logan; Patty L Matthews; Patty Logan Matthews

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (7): SIESeries 7Series 9Series 10Series 8Series 66Series 63
Registered states (40): Alabama · Alaska · Arizona · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Illinois · Indiana · Kansas · Kentucky · Louisiana · Maine · Maryland · Massachusetts · Michigan · Minnesota · Mississippi · Missouri · Nebraska · New Hampshire · New Jersey · New York · North Carolina · Ohio · Oregon · Pennsylvania · Rhode Island · South Carolina · Tennessee · Texas · Utah · Virginia · Washington · West Virginia · Wisconsin · Wyoming
Years in the industry (source record): 31
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Wells Fargo Advisors
Firm CRD: 19616
SEC number: 801-37967
Assets under management: $671.4B as of Jun 23, 2026
Website: www.twitter.com/WFINVESTING ↗
Phone: 314-875-3000
Firm location: St. Louis, MO, 63103-2205

Employment history (8)

From the source registration record · current first

Wells Fargo Clearing Services, LLCCurrent
Davidson, NC · BC capacity

start not retrieved → present
Wells Fargo Clearing Services, LLCCurrent
Davidson, NC · IA capacity

start not retrieved → present
Wells Fargo AdvisorsCurrent
Davidson, NC · IA capacity

start not retrieved → present
Citigroup Global Markets Inc.
Cornelius, NC · IA capacity

Jul 5, 2006 → Oct 30, 2008
Citigroup Global Markets Inc.
Cornelius, NC · BC capacity

Jul 5, 2006 → Oct 30, 2008
Ubs Financial Services Inc.
Charlotte, NC · IA capacity

Nov 16, 2005 → Jul 14, 2006
Ubs Financial Services Inc.
Charlotte, NC · BC capacity

Jul 20, 2005 → Jul 14, 2006
Wachovia Securities, Inc.
Charlotte, NC · BC capacity

Jan 16, 1995 → Jun 15, 2002

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

SEC IAPD record for CRD 1674016 ↗ FINRA BrokerCheck record for CRD 1674016 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

Data compiled Aug 20, 2026. Source: IAPD_SEARCH. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.

Preview release — partial coverage. This is a public-records lookup tool, not investment advice, not a recommendation, and not an endorsement of any advisor. Registration status shown here is a copy of a government record and may be out of date; always confirm against SEC IAPD and FINRA BrokerCheck before acting.