Joseph Dominic Mercadante

CRD 1675331 · Morgan Stanley · Palm Beach Gardens, FL

IA RegisteredBroker

Also appears in the source record as: Joseph D Mercadante; Joseph Dominick Mercadante; Joseph Dominic Mercadente

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (6): Series 65Series 63SIESeries 31Series 7Series 6
Registered states (19): Alabama · California · Colorado · Florida · Georgia · Illinois · Maine · Maryland · Massachusetts · Michigan · Mississippi · New Hampshire · New Jersey · New York · North Carolina · Oregon · South Carolina · Virginia · Wisconsin
Years in the industry (source record): 38
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

The official record for CRD 1675331 contains one or more disclosure events as of Aug 20, 2026.

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Current firm

From the firm record

Firm: Morgan Stanley
Firm CRD: 149777
SEC number: 801-70103
Assets under management: $2.0T as of Jun 30, 2026
Website: www.morganstanley.com ↗
Phone: 914-225-5510
Firm location: Purchase, NY, 10577-2530

Employment history (13)

From the source registration record · current first

Morgan StanleyCurrent
Palm Beach Gardens, FL · IA capacity

Jun 1, 2009 → present
Morgan Stanley & Co. Incorporated
BD capacity

Apr 2, 2007 → Jun 1, 2009
Morgan Stanley & Co. Incorporated
IA capacity

Apr 2, 2007 → Jun 1, 2009
Morgan Stanley
IA capacity

Apr 1, 1999 → Apr 2, 2007
Morgan Stanley Dw Inc.
BD capacity

Mar 30, 1999 → Apr 2, 2007
Comprehensive Capital Corp.
BD capacity

Feb 26, 1996 → Mar 25, 1999
Joseph Charles & Assoc., Inc.
BD capacity

Aug 16, 1995 → Mar 1, 1996
Comprehensive Capital Corp.
BD capacity

Apr 20, 1992 → Aug 21, 1995
Josephthal Lyon & Ross Incorporated
BD capacity

Jan 18, 1990 → Dec 31, 1991
V P Securities, Inc.
BD capacity

Nov 24, 1989 → Jan 24, 1990
Donald & Co. Securities Inc.
BD capacity

Nov 16, 1989 → Dec 8, 1989
William M. Cadden & Co., Inc.
BD capacity

May 19, 1989 → Nov 20, 1989
Pruco Securities Corporation
BD capacity

Mar 28, 1988 → Jun 5, 1989

Source & corrections

Where this page comes from

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