Lloyd H. Davis
Also appears in the source record as: Lloyd Henry Davis III; Lloyd Henry Davis
Registration & licensing
As recorded in SEC IAPD / FINRA BrokerCheck
- Broker-dealer registration
- Active
- Investment adviser registration
- Active
- Exams passed (5)
- Series 63Series 24SIESeries 7Series 6
- Registered states (34)
- Alaska · Arizona · Arkansas · California · Colorado · Florida · Georgia · Hawaii · Idaho · Illinois · Indiana · Iowa · Kansas · Kentucky · Minnesota · Missouri · Montana · Nebraska · Nevada · New Jersey · New Mexico · New York · North Dakota · Ohio · Oklahoma · Oregon · South Carolina · Tennessee · Texas · Vermont · Virginia · Washington · West Virginia · Wisconsin
- Years in the industry (source record)
- 39
- Professional designations
- Not yet retrieved from the source record
Disclosures
Copied from the official record
The official record for CRD 1675909 contains one or more disclosure events as of Aug 20, 2026.
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Current firm
From the firm record
- Firm
- Edward Jones
- Firm CRD
- 250
- SEC number
- 801-3297
- Assets under management
- $1.0T as of Jun 29, 2026
- Website
- www.twitter.com/EDWARDJONES ↗
- Phone
- 314-515-2000
- Firm location
- St. Louis, MO, 63131
Employment history (11)
From the source registration record · current first
-
Oct 3, 2006 → present
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start not retrieved → present
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Raymond James Financial ServicesIA capacityOct 15, 2001 → Apr 30, 2003
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Raymond James Financial Services, Inc.BD capacitySep 24, 2001 → Apr 30, 2003
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Edward JonesBD capacityMar 17, 1995 → Sep 25, 2001
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Compulife Investor Services, Inc.BD capacityNov 5, 1992 → Mar 21, 1995
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Pruco Securities CorporationBD capacityJun 9, 1992 → Aug 31, 1992
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Amev Investors, Inc.BD capacityJul 23, 1990 → Dec 31, 1991
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Metropolitan Life Insurance CompanyBD capacityAug 4, 1988 → Jun 25, 1990
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Metlife Securities Inc.BD capacityAug 4, 1988 → Jun 25, 1990
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Pruco Securities CorporationBD capacityJun 19, 1987 → Jul 18, 1988
Source & corrections
Where this page comes from
Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.
Data compiled Aug 20, 2026. Source: IAPD_SEARCH. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.