Herbert Bender

CRD 1680684 · J.P. Morgan Securities LLC · Missouri City, TX

IA RegisteredBroker

Also appears in the source record as: Hb Bender II; Herb Bender; Herbert Lee Bender II; Herbert Lee Bender Jr; Herbert Lee Bender

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (7): Series 6TOSIESeries 7Series 6Series 26Series 66Series 63
Registered states (16): Arizona · Arkansas · California · Colorado · Delaware · Florida · Illinois · Louisiana · Mississippi · Nevada · New York · North Carolina · Ohio · Oklahoma · Texas · Virginia
Years in the industry (source record): 32
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: J.P. Morgan Securities LLC
Firm CRD: 79
SEC number: 801-3702
Assets under management: $429.7B as of Jun 30, 2026
Website: wealthpartners.jpmorgan.com ↗
Phone: 800-999-2000
Firm location: New York, NY, 10017

Employment history (12)

From the source registration record · current first

J.P. Morgan Securities LLCCurrent
Missouri City, TX · BC capacity

start not retrieved → present
J.P. Morgan Securities LLCCurrent
Missouri City, TX · IA capacity

start not retrieved → present
J.P. Morgan Securities LLCCurrent
Missouri City, TX · IA capacity

start not retrieved → present
Chase Investment Services Corp.
Missouri City, TX · IA capacity

Apr 18, 2008 → Oct 1, 2012
Chase Investment Services Corp.
Missouri City, TX · BC capacity

Oct 29, 2007 → Oct 1, 2012
World Group Securities, Inc.
Duluth, GA · BC capacity

Apr 12, 2002 → Dec 31, 2006
Wma Securities, Inc.
Duluth, GA · BC capacity

Jun 4, 1999 → Apr 12, 2002
Hibernia Investment Securities Inc.
New Orleans, LA · BC capacity

Apr 17, 1998 → Feb 17, 1999
Fidelity Brokerage Services, Inc.
Smithfield, RI · BC capacity

May 6, 1997 → Sep 5, 1997
Ffp Securities, Inc.
Chesterfield, MO · BC capacity

Jul 2, 1996 → May 1, 1997
Merrill Lynch, Pierce, Fenner & Smith Incorporated
New York, NY · BC capacity

Nov 16, 1992 → Jul 2, 1996
First Investors Corporation
BC capacity

Jun 8, 1987 → Aug 31, 1987

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

SEC IAPD record for CRD 1680684 ↗ FINRA BrokerCheck record for CRD 1680684 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

Data compiled Aug 20, 2026. Source: IAPD_SEARCH. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.

Preview release — partial coverage. This is a public-records lookup tool, not investment advice, not a recommendation, and not an endorsement of any advisor. Registration status shown here is a copy of a government record and may be out of date; always confirm against SEC IAPD and FINRA BrokerCheck before acting.