Curt A Green
Also appears in the source record as: Curt Allen Green; Curt Allen Green; Curt A Green Sr.
Registration & licensing
As recorded in SEC IAPD / FINRA BrokerCheck
- Broker-dealer registration
- Active
- Investment adviser registration
- Active
- Exams passed (6)
- Series 65Series 63Series 24SIESeries 3Series 7
- Registered states (36)
- Arizona · Arkansas · California · Colorado · Connecticut · District Of Columbia · Florida · Georgia · Idaho · Illinois · Indiana · Iowa · Kentucky · Maryland · Massachusetts · Michigan · Minnesota · Mississippi · Missouri · Nevada · New Hampshire · New Jersey · New York · North Carolina · Ohio · Oklahoma · Oregon · Pennsylvania · South Carolina · Tennessee · Texas · Utah · Virginia · Washington · Wisconsin · Wyoming
- Years in the industry (source record)
- 39
- Professional designations
- Not yet retrieved from the source record
Disclosures
Copied from the official record
The official record for CRD 1684353 contains one or more disclosure events as of Aug 20, 2026.
findmyFA.app does not reproduce, summarise, characterise, or interpret the content of disclosure events. A disclosure event is a category of entry in a regulatory record; it is not, by itself, a finding of wrongdoing. Read the events in full on the official systems:
Current firm
From the firm record
- Firm
- Morgan Stanley
- Firm CRD
- 149777
- SEC number
- 801-70103
- Assets under management
- $2.0T as of Jun 30, 2026
- Website
- www.morganstanley.com ↗
- Phone
- 914-225-5510
- Firm location
- Purchase, NY, 10577-2530
Employment history (17)
From the source registration record · current first
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Oct 8, 2021 → present
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J.P. Morgan Securities LLCBD capacityOct 1, 2012 → Oct 9, 2021
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J.P. Morgan Securities LLCIA capacityOct 1, 2012 → Oct 9, 2021
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Chase Investment Services Corp.IA capacityApr 3, 2012 → Oct 1, 2012
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Chase Investment Services Corp.BD capacityMar 28, 2012 → Oct 1, 2012
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Oct 23, 2009 → Mar 30, 2012
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Oct 23, 2009 → Mar 30, 2012
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Banc Of America Investment Services, Inc.IA capacityNov 14, 2008 → Oct 23, 2009
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Banc Of America Investment Services, Inc.BD capacityOct 24, 2008 → Oct 23, 2009
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Lasalle Financial Services, Inc.BD capacityOct 8, 2001 → Oct 24, 2008
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Independence One Brokerage Services, Inc.BD capacityMay 26, 1994 → Oct 8, 2001
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North American Financial Group, Inc.BD capacityMar 8, 1994 → May 17, 1994
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A. G. Edwards & Sons, Inc.BD capacityJan 4, 1993 → Mar 10, 1994
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Dean Witter Reynolds Inc.BD capacityJun 18, 1991 → Jan 5, 1993
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Dean Witter Reynolds Inc.BD capacityOct 17, 1989 → Jun 29, 1990
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Dean Witter Reynolds Inc.BD capacityJan 4, 1988 → Feb 8, 1989
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American Express Financial Advisors Inc.BD capacityJul 22, 1987 → Nov 30, 1987
Source & corrections
Where this page comes from
Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.
Data compiled Aug 20, 2026. Source: IAPD_SEARCH. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.