Karen Ellen O'gee

CRD 1684477 · Wells Fargo Advisors · Charlotte, NC

Broker

Also appears in the source record as: Karen Ellen Ogee

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Not registered in this capacity
Exams passed (4): Series 7TOSIESeries 7Series 63
Registered states (43): Alabama · Arizona · Arkansas · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Hawaii · Illinois · Indiana · Iowa · Kentucky · Louisiana · Maine · Maryland · Massachusetts · Michigan · Minnesota · Mississippi · Missouri · Nebraska · Nevada · New Hampshire · New Jersey · New Mexico · New York · North Carolina · Ohio · Oregon · Pennsylvania · South Carolina · Tennessee · Texas · Utah · Vermont · Virginia · Washington · West Virginia · Wisconsin · Wyoming
Years in the industry (source record): 28
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

The official record for CRD 1684477 contains one or more disclosure events as of Aug 20, 2026.

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Current firm

From the firm record

Firm: Wells Fargo Advisors
Firm CRD: 19616
SEC number: 801-37967
Assets under management: $671.4B as of Jun 23, 2026
Website: www.twitter.com/WFINVESTING ↗
Phone: 314-875-3000
Firm location: St. Louis, MO, 63103-2205

Employment history (11)

From the source registration record · current first

Wells Fargo Clearing Services, LLCCurrent
Charlotte, NC · BC capacity

start not retrieved → present
Wells Fargo Clearing Services, LLCCurrent
Charlotte, NC · IA capacity

start not retrieved → present
Tiaa-Cref Individual & Institutional Services, LLC
Charlotte, NC · BC capacity

Aug 22, 2005 → Jan 6, 2006
Mony Securities Corporation
New York, NY · BC capacity

Nov 19, 2003 → Feb 8, 2005
Tower Square Securities, Inc.
El Segundo, CA · BC capacity

Aug 29, 2001 → Dec 31, 2001
Washington Square Securities, Inc.
Windsor, CT · BC capacity

Jul 30, 1999 → Apr 18, 2000
First Union Brokerage Services, Inc.
Charlotte, NC · BC capacity

Dec 9, 1998 → Dec 11, 1998
1717 Capital Management Company
Newark, DE · BC capacity

Dec 22, 1993 → Jul 22, 1997
Ids Life Insurance Company
Minneapolis, MN · BC capacity

Apr 23, 1990 → Sep 10, 1990
American Express Financial Advisors Inc.
Minneapolis, MN · BC capacity

Apr 23, 1990 → Sep 10, 1990
Harrington Securities Corporation
Williamsville, NY · BC capacity

Jan 19, 1988 → Apr 24, 1990

Source & corrections

Where this page comes from

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