John J Palmatier
Also appears in the source record as: John Jorgen Palmatier
Registration & licensing
As recorded in SEC IAPD / FINRA BrokerCheck
- Broker-dealer registration
- Active
- Investment adviser registration
- Active
- Exams passed (14)
- Series 52TOSIESeries 3Series 7Series 6Series 10Series 9Series 8Series 53Series 4Series 24Series 65Series 66Series 63
- Registered states (1)
- Minnesota
- Years in the industry (source record)
- 34
- Professional designations
- Not yet retrieved from the source record
Disclosures
Copied from the official record
No disclosure events are flagged in the source record as of Aug 20, 2026.
This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.
Current firm
From the firm record
- Firm
- Wells Fargo Advisors
- Firm CRD
- 19616
- SEC number
- 801-37967
- Assets under management
- $671.4B as of Jun 23, 2026
- Website
- www.twitter.com/WFINVESTING ↗
- Phone
- 314-875-3000
- Firm location
- St. Louis, MO, 63103-2205
Employment history (17)
From the source registration record · current first
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start not retrieved → present
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start not retrieved → present
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start not retrieved → present
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start not retrieved → present
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start not retrieved → present
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Focus FinancialMinneapolis, MN · IA capacityMar 20, 2015 → Sep 20, 2021
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Royal Alliance Associates, Inc.Minneapolis, MN · BC capacityMar 13, 2015 → Sep 16, 2021
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Allied Beacon Wealth Management, LLCSchaumburg, IL · IA capacityMar 12, 2012 → Sep 16, 2013
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Allied Beacon Partners, Inc.St. Louis Park, MN · BC capacityMar 12, 2012 → Sep 16, 2013
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Ameriprise Financial Services, Inc.Minneapolis, MN · BC capacityJan 26, 2010 → Feb 28, 2012
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Riversource Distributors, Inc.Minneapolis, MN · BC capacityNov 27, 2006 → Jun 5, 2009
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U.S. Bancorp Investments, Inc.Saint Paul, MN · BC capacityAug 31, 2005 → Feb 15, 2006
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Rbc Dain Rauscher Inc.Minneapolis, MN · IA capacityNov 15, 2002 → Mar 10, 2004
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Rbc Dain Rauscher Inc.New York, NY · BC capacityDec 11, 1998 → Mar 10, 2004
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American Enterprise Investment Services Inc.Minneapolis, MN · BC capacityApr 7, 1997 → Dec 2, 1998
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American Express Service CorporationMinneapolis, MN · BC capacityJan 23, 1997 → Dec 2, 1998
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Ids Life Insurance CompanyMinneapolis, MN · BC capacityJul 7, 1988 → Mar 5, 1997
Source & corrections
Where this page comes from
Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.
Data compiled Aug 20, 2026. Source: IAPD_SEARCH. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.