David James Bogart

CRD 1684976 · Wells Fargo Advisors · Reno, NV

IA RegisteredBroker

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (4): SIESeries 7Series 65Series 63
Registered states (8): Arizona · California · Florida · Illinois · Missouri · Nevada · Texas · Washington
Years in the industry (source record): 38
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

The official record for CRD 1684976 contains one or more disclosure events as of Aug 20, 2026.

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Current firm

From the firm record

Firm: Wells Fargo Advisors
Firm CRD: 19616
SEC number: 801-37967
Assets under management: $671.4B as of Jun 23, 2026
Website: www.twitter.com/WFINVESTING ↗
Phone: 314-875-3000
Firm location: St. Louis, MO, 63103-2205

Employment history (15)

From the source registration record · current first

Wells Fargo Clearing Services, LLCCurrent
Reno, NV · BC capacity

start not retrieved → present
Wells Fargo Clearing Services, LLCCurrent
Reno, NV · IA capacity

start not retrieved → present
Wells Fargo AdvisorsCurrent
Reno, NV · IA capacity

start not retrieved → present
Wells Fargo Investments, LLC
Reno, NV · IA capacity

Apr 1, 2009 → Jan 3, 2011
Wells Fargo Investments, LLC
Reno, NV · BC capacity

Apr 1, 2009 → Jan 3, 2011
Banc Of America Investment Services, Inc.
Incline Village, NV · IA capacity

May 11, 2002 → Apr 1, 2009
Banc Of America Investment Services, Inc.
Incline Village, NV · BC capacity

Aug 30, 2001 → Apr 1, 2009
Wells Fargo Securities Inc.
San Francisco, CA · BC capacity

Mar 16, 2000 → May 2, 2001
Wells Fargo Brokerage Services, L.L.C.
Minneapolis, MN · BC capacity

Mar 20, 2000 → Dec 13, 2000
Ba Investment Services, Inc.
Oakland, CA · BC capacity

Jun 2, 1992 → Jul 12, 1999
Gna Securities, Inc.
Glen Allen, VA · BC capacity

May 6, 1992 → Jun 30, 1992
Jmc Financial Corporation
Boston, MA · BC capacity

Nov 5, 1991 → Jun 8, 1992
Metropolitan Life Insurance Company
New York, NY · BC capacity

Feb 16, 1988 → Nov 13, 1991
Metlife Securities Inc.
Springfield, MA · BC capacity

Feb 16, 1988 → Nov 13, 1991
Sherwood Capital, Inc.
BC capacity

Jun 24, 1987 → Sep 9, 1987

Source & corrections

Where this page comes from

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