William H Sisco

CRD 1685781 · Merrill Lynch, Pierce, Fenner & Smith Incorporated · Egg Harbor Township, NJ

IA RegisteredBroker

Also appears in the source record as: William Hollings Sisco

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (5): Series 65Series 63SIESeries 7Series 6
Registered states (25): Alaska · Arizona · Arkansas · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Kansas · Maryland · Massachusetts · Montana · New Hampshire · New Jersey · New York · North Carolina · Ohio · Pennsylvania · South Carolina · Tennessee · Texas · Virginia · Washington
Years in the industry (source record): 39
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

The official record for CRD 1685781 contains one or more disclosure events as of Aug 20, 2026.

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Current firm

From the firm record

Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated
Firm CRD: 7691
SEC number: 801-14235
Assets under management: $1.8T as of Jun 29, 2026
Website: www.merrilledge.com/GUIDED-INVESTING ↗
Phone: 800-637-7455
Firm location: New York, NY, 10036

Employment history (11)

From the source registration record · current first

Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
Egg Harbor Township, NJ · IA capacity

Oct 23, 2009 → present
Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
Egg Harbor Township, NJ · BC capacity

start not retrieved → present
Banc Of America Investment Services, Inc.
BD capacity

Oct 20, 2004 → Oct 23, 2009
Banc Of America Investment Services, Inc.
IA capacity

Oct 20, 2004 → Oct 23, 2009
Quick & Reilly, Inc.
IA capacity

Sep 10, 2002 → Oct 20, 2004
Quick & Reilly, Inc.
BD capacity

Apr 25, 2001 → Oct 20, 2004
Summit Financial Services Group, Inc.
BD capacity

Oct 21, 1998 → Apr 25, 2001
Fiserv Investor Services, Inc.
BD capacity

Sep 4, 1997 → Oct 21, 1998
Mds Securities Incorporated
BD capacity

Jul 28, 1995 → Oct 1, 1997
Sma Equities, Inc.
BD capacity

Oct 20, 1988 → Apr 10, 1989
First Investors Corporation
BD capacity

Jul 7, 1987 → May 20, 1988

Source & corrections

Where this page comes from

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