Michael Lance Million

CRD 1688360 · Morgan Stanley · Newport Beach, CA

IA RegisteredBroker

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (8): Series 65Series 63Series 9Series 10Series 8SIESeries 3Series 7
Registered states (53): Alabama · Alaska · Arizona · Arkansas · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Hawaii · Idaho · Illinois · Indiana · Iowa · Kansas · Kentucky · Louisiana · Maine · Maryland · Massachusetts · Michigan · Minnesota · Mississippi · Missouri · Montana · Nebraska · Nevada · New Hampshire · New Jersey · New Mexico · New York · North Carolina · North Dakota · Ohio · Oklahoma · Oregon · Pennsylvania · Puerto Rico · Rhode Island · South Carolina · South Dakota · Tennessee · Texas · Utah · Vermont · Virgin Islands · Virginia · Washington · West Virginia · Wisconsin · Wyoming
Years in the industry (source record): 39
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Morgan Stanley
Firm CRD: 149777
SEC number: 801-70103
Assets under management: $2.0T as of Jun 30, 2026
Website: www.morganstanley.com ↗
Phone: 914-225-5510
Firm location: Purchase, NY, 10577-2530

Employment history (9)

From the source registration record · current first

Morgan StanleyCurrent
Newport Beach, CA · IA capacity

Jun 1, 2009 → present
Morgan Stanley & Co. Incorporated
IA capacity

Mar 6, 2008 → Jun 1, 2009
Morgan Stanley & Co. Incorporated
BD capacity

Mar 3, 2008 → Jun 1, 2009
Wachovia Securities, LLC
IA capacity

Jun 13, 2000 → Mar 3, 2008
Wachovia Securities, LLC
BD capacity

Feb 25, 1994 → Mar 3, 2008
Edward D. Jones & Co., L.P.
BD capacity

Apr 19, 1991 → Mar 24, 1994
Planco Financial Services, Inc.
BD capacity

Dec 21, 1990 → Apr 2, 1991
Edward D. Jones & Co., L.P.
BD capacity

Apr 21, 1988 → Oct 31, 1990
Smith Barney, Harris Upham & Co., Incorporated
BD capacity

Sep 24, 1987 → Apr 29, 1988

Source & corrections

Where this page comes from

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SEC IAPD record for CRD 1688360 ↗ FINRA BrokerCheck record for CRD 1688360 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

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