Sharon J Cartotto
Also appears in the source record as: Sharon Joyce Cartotto; Sharon J Scordato
Registration & licensing
As recorded in SEC IAPD / FINRA BrokerCheck
- Broker-dealer registration
- Active
- Investment adviser registration
- Active
- Exams passed (7)
- Series 66Series 63Series 24Series 10Series 9SIESeries 7
- Registered states (53)
- Alabama · Alaska · Arizona · Arkansas · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Hawaii · Idaho · Illinois · Indiana · Iowa · Kansas · Kentucky · Louisiana · Maine · Maryland · Massachusetts · Michigan · Minnesota · Mississippi · Missouri · Montana · Nebraska · Nevada · New Hampshire · New Jersey · New Mexico · New York · North Carolina · North Dakota · Ohio · Oklahoma · Oregon · Pennsylvania · Puerto Rico · Rhode Island · South Carolina · South Dakota · Tennessee · Texas · Utah · Vermont · Virgin Islands · Virginia · Washington · West Virginia · Wisconsin · Wyoming
- Years in the industry (source record)
- 39
- Professional designations
- Not yet retrieved from the source record
Disclosures
Copied from the official record
The official record for CRD 1693008 contains one or more disclosure events as of Aug 20, 2026.
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Current firm
From the firm record
- Firm
- Fidelity Brokerage Services LLC
- Firm CRD
- 7784
- SEC number
- Not yet retrieved from the source record
- Assets under management
- Not yet retrieved from the source record
- Website
- Not yet retrieved from the source record
- Phone
- Not yet retrieved from the source record
- Firm location
- Not yet retrieved from the source record
Employment history (9)
From the source registration record · current first
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Mar 31, 2025 → present
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Apr 18, 1999 → present
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start not retrieved → present
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Fidelity Personal And Workplace AdvisorsIA capacityJul 13, 2018 → Mar 31, 2025
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Strategic Advisers LLCIA capacityJun 13, 2002 → Jul 13, 2018
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Chatsworth Securities, LLCBD capacityApr 28, 1997 → Jul 30, 1998
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The Dreyfus Service CorporationBD capacityMar 7, 1990 → Feb 24, 1995
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Dean Witter Reynolds Inc.BD capacityMay 16, 1989 → Oct 4, 1989
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F.D. Roberts Securities, Inc.BD capacityJul 27, 1987 → Oct 2, 1989
Source & corrections
Where this page comes from
Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.
Data compiled Aug 20, 2026. Source: IAPD_SEARCH. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.