Peter Ju

CRD 1694738 · J.P. Morgan Securities LLC · Pleasantville, NY

IA RegisteredBroker

Also appears in the source record as: Peter Yong Ju; Peter Ju; Yong Ju

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (6): SIESeries 55Series 7Series 24Series 66Series 63
Registered states (18): California · Connecticut · District Of Columbia · Florida · Georgia · Indiana · Maine · Massachusetts · Nevada · New Jersey · New York · North Carolina · Oregon · Pennsylvania · Rhode Island · Texas · Virginia · Washington
Years in the industry (source record): 31
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: J.P. Morgan Securities LLC
Firm CRD: 79
SEC number: 801-3702
Assets under management: $429.7B as of Jun 30, 2026
Website: wealthpartners.jpmorgan.com ↗
Phone: 800-999-2000
Firm location: New York, NY, 10017

Employment history (15)

From the source registration record · current first

J.P. Morgan Securities LLCCurrent
Pleasantville, NY · IA capacity

start not retrieved → present
J.P. Morgan Securities LLCCurrent
Pleasantville, NY · BC capacity

start not retrieved → present
Morgan Stanley
Purchase, NY · IA capacity

Aug 29, 2013 → Feb 1, 2016
Morgan Stanley
Purchase, NY · BC capacity

Jul 24, 2013 → Feb 1, 2016
G-2 Trading,llc
New York, NY · BC capacity

Oct 11, 2010 → Aug 29, 2012
Lighthouse Financial Group, LLC
New York, NY · BC capacity

Jul 15, 2009 → Apr 30, 2010
Hapoalim Securities USA, Inc.
New York, NY · BC capacity

Mar 16, 2009 → Jul 10, 2009
Hudson Securities,inc.
Jersey City, NJ · BC capacity

Dec 18, 2006 → Mar 13, 2009
Collins Stewart Inc.
New York, NY · BC capacity

Nov 13, 2006 → Jan 9, 2007
Tullett Liberty Securities Inc.
New York, NY · BC capacity

Jan 8, 2005 → Dec 5, 2006
Saratoga Capital Markets
New York, NY · BC capacity

Mar 25, 2004 → Apr 25, 2006
Burlington Capital Markets Inc.
New York, NY · BC capacity

Dec 3, 2002 → Jan 14, 2005
Instinet Corporation
New York, NY · BC capacity

Aug 1, 2000 → Apr 30, 2002
Instinet Corporation
New York, NY · BC capacity

Mar 4, 1993 → Aug 1, 2000
Investors Center Incorporated
BC capacity

Aug 24, 1987 → Jan 27, 1988

Source & corrections

Where this page comes from

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