Cindy Lynnette Schwamberger

CRD 1699275 · Morgan Stanley · Cornelius, NC

IA RegisteredBroker

Also appears in the source record as: Cindy Lynnette Horst; Cindy Schwamberger

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (5): Series 66Series 9Series 10SIESeries 7
Registered states (53): Alabama · Alaska · Arizona · Arkansas · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Hawaii · Idaho · Illinois · Indiana · Iowa · Kansas · Kentucky · Louisiana · Maine · Maryland · Massachusetts · Michigan · Minnesota · Mississippi · Missouri · Montana · Nebraska · Nevada · New Hampshire · New Jersey · New Mexico · New York · North Carolina · North Dakota · Ohio · Oklahoma · Oregon · Pennsylvania · Puerto Rico · Rhode Island · South Carolina · South Dakota · Tennessee · Texas · Utah · Vermont · Virgin Islands · Virginia · Washington · West Virginia · Wisconsin · Wyoming
Years in the industry (source record): 25
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Morgan Stanley
Firm CRD: 149777
SEC number: 801-70103
Assets under management: $2.0T as of Jun 30, 2026
Website: www.morganstanley.com ↗
Phone: 914-225-5510
Firm location: Purchase, NY, 10577-2530

Employment history (7)

From the source registration record · current first

Morgan StanleyCurrent
Cornelius, NC · IA capacity

Sep 22, 2017 → present
Morgan Stanley
BD capacity

Jun 1, 2009 → May 3, 2017
Morgan Stanley
IA capacity

Jun 1, 2009 → May 3, 2017
Morgan Stanley & Co. Incorporated
BD capacity

Jan 18, 2008 → Jun 1, 2009
Morgan Stanley & Co. Incorporated
IA capacity

Jan 18, 2008 → Jun 1, 2009
Citigroup Global Markets Inc.
IA capacity

Nov 2, 2001 → Dec 13, 2007
Citigroup Global Markets Inc.
BD capacity

Apr 4, 2001 → Dec 13, 2007

Source & corrections

Where this page comes from

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