Robert Roden

CRD 1699289 · J.P. Morgan Securities LLC · San Francisco, CA

Broker

Also appears in the source record as: Robert Francis Roden; Robert Roden; Robert F Roden

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Not registered in this capacity
Exams passed (5): Series 79TOSIESeries 7Series 24Series 63
Registered states (53): Alabama · Alaska · Arizona · Arkansas · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Hawaii · Idaho · Illinois · Indiana · Iowa · Kansas · Kentucky · Louisiana · Maine · Maryland · Massachusetts · Michigan · Minnesota · Mississippi · Missouri · Montana · Nebraska · Nevada · New Hampshire · New Jersey · New Mexico · New York · North Carolina · North Dakota · Ohio · Oklahoma · Oregon · Pennsylvania · Puerto Rico · Rhode Island · South Carolina · South Dakota · Tennessee · Texas · Utah · Vermont · Virgin Islands · Virginia · Washington · West Virginia · Wisconsin · Wyoming
Years in the industry (source record): 24
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: J.P. Morgan Securities LLC
Firm CRD: 79
SEC number: 801-3702
Assets under management: $429.7B as of Jun 30, 2026
Website: wealthpartners.jpmorgan.com ↗
Phone: 800-999-2000
Firm location: New York, NY, 10017

Employment history (12)

From the source registration record · current first

J.P. Morgan Securities LLCCurrent
San Francisco, CA · BC capacity

start not retrieved → present
Citizens Jmp Securities, LLC
Los Angeles, CA · BC capacity

Aug 1, 2023 → Jun 20, 2025
Citizens Capital Markets
Los Angeles, CA · BC capacity

Sep 9, 2021 → Aug 1, 2023
Mufg Securities Americas Inc.
New York, NY · BC capacity

Apr 1, 2017 → Oct 14, 2020
Btmu Securities, Inc.
San Francisco, CA · BC capacity

Jul 11, 2016 → Apr 1, 2017
White Oak Merchant Partners LLC
San Francisco, CA · BC capacity

Apr 20, 2010 → Dec 3, 2014
Weston Financial Services LLC
San Fransisco, CA · BC capacity

Sep 18, 2009 → Apr 6, 2010
Cowen And Company
San Francisco, CA · BC capacity

Oct 25, 2006 → Nov 11, 2008
Merriman Curhan Ford & Co.
San Francisco, CA · BC capacity

Apr 4, 2005 → Oct 13, 2006
Banc Of America Securities LLC
New York, NY · BC capacity

Aug 8, 2001 → Nov 18, 2003
Piper Jaffray Inc.
Minneapolis, MN · BC capacity

Feb 26, 1996 → Oct 2, 1997
Cs First Boston Corporation
New York, NY · BC capacity

Dec 11, 1992 → Feb 5, 1996

Source & corrections

Where this page comes from

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