James William Maguire
Also appears in the source record as: James Maguire
Registration & licensing
As recorded in SEC IAPD / FINRA BrokerCheck
- Broker-dealer registration
- Active
- Investment adviser registration
- Active
- Exams passed (10)
- Series 52TOSIESeries 7Series 9Series 10Series 53Series 24Series 66Series 65Series 63
- Registered states (51)
- Alabama · Alaska · Arizona · Arkansas · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Hawaii · Idaho · Illinois · Indiana · Iowa · Kansas · Kentucky · Louisiana · Maine · Maryland · Massachusetts · Michigan · Minnesota · Mississippi · Missouri · Montana · Nebraska · Nevada · New Hampshire · New Jersey · New Mexico · New York · North Carolina · North Dakota · Ohio · Oklahoma · Oregon · Pennsylvania · Rhode Island · South Carolina · South Dakota · Tennessee · Texas · Utah · Vermont · Virginia · Washington · West Virginia · Wisconsin · Wyoming
- Years in the industry (source record)
- 32
- Professional designations
- Not yet retrieved from the source record
Disclosures
Copied from the official record
The official record for CRD 1700818 contains one or more disclosure events as of Aug 20, 2026.
findmyFA.app does not reproduce, summarise, characterise, or interpret the content of disclosure events. A disclosure event is a category of entry in a regulatory record; it is not, by itself, a finding of wrongdoing. Read the events in full on the official systems:
Current firm
From the firm record
- Firm
- Edward Jones
- Firm CRD
- 250
- SEC number
- 801-3297
- Assets under management
- $1.0T as of Jun 29, 2026
- Website
- www.twitter.com/EDWARDJONES ↗
- Phone
- 314-515-2000
- Firm location
- St. Louis, MO, 63131
Employment history (10)
From the source registration record · current first
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start not retrieved → present
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start not retrieved → present
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Icd Securities Inc.Patchogue, NY · BC capacityAug 20, 2014 → Jun 13, 2022
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Citigroup Global Markets Inc.Manhasset, NY · IA capacityJun 4, 2008 → Sep 25, 2012
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Citigroup Global Markets Inc.Manhasset, NY · BC capacityJun 4, 2008 → Sep 25, 2012
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Hsbc Securities (USA) Inc.Commack, NY · IA capacityJun 6, 2006 → May 2, 2007
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Hsbc Securities (USA) Inc.Commack, NY · BC capacityApr 29, 2005 → May 2, 2007
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Citicorp Investment ServicesPlainview, NY · IA capacityNov 9, 2004 → Apr 11, 2005
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Citicorp Investment ServicesLong Island City, NY · BC capacityJul 31, 1991 → Apr 11, 2005
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First Albany CorporationNew York, NY · BC capacityApr 24, 1990 → Jul 10, 1991
Source & corrections
Where this page comes from
Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.
Data compiled Aug 20, 2026. Source: BROKERCHECK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.