Lisa I Stratton

CRD 1702963 · Charles Schwab & Co., Inc. · Orlando, FL

IA RegisteredBroker

Also appears in the source record as: Lisa Iddings Coleman; Lisa M Iddings; Lisa M. Iddings; Lisa Marie Iddings; Lisa Iddings Stratton

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (10): SIESeries 31Series 7Series 52Series 9Series 10Series 8Series 24Series 66Series 63
Registered states (2): Florida · Texas
Years in the industry (source record): 35
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Charles Schwab & Co., Inc.
Firm CRD: 5393
SEC number: 801-29938
Assets under management: Not yet retrieved from the source record
Website: www.linkedin.com/COMPANY/SCHWAB-ADVISOR-SERVICES ↗
Phone: 415-667-7000
Firm location: San Francisco, CA, 94105

Employment history (10)

From the source registration record · current first

Charles Schwab & Co., Inc.Current
Orlando, FL · IA capacity

start not retrieved → present
Charles Schwab & Co., Inc.Current
Orlando, FL · BC capacity

start not retrieved → present
Merrill Lynch Pierce Fenner & Smith Inc.
Jacksonville, FL · IA capacity

Aug 29, 2005 → Mar 21, 2006
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Jacksonville, FL · BC capacity

Aug 26, 2005 → Mar 21, 2006
Alex. Brown & Sons Incorporated
BC capacity

Nov 15, 1994 → May 5, 1995
Gsc Securities, Inc.
BC capacity

Jan 29, 1991 → Jan 1, 1994
Government Securities Corporation
BC capacity

Jan 29, 1991 → Jan 1, 1994
F.B. Horner & Associates, Inc.
BC capacity

Jan 29, 1990 → Sep 11, 1990
M.G.S.I. Securities, Inc.
Houston, TX · BC capacity

Nov 19, 1987 → Oct 26, 1989
Mortgage Government Securities, Inc.
BC capacity

Nov 19, 1987 → Aug 30, 1988

Source & corrections

Where this page comes from

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SEC IAPD record for CRD 1702963 ↗ FINRA BrokerCheck record for CRD 1702963 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

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