David Craig Chatham

CRD 1704700 · Wells Fargo Advisors · Houston, TX

IA RegisteredBroker

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (4): SIESeries 7Series 65Series 63
Registered states (19): Alabama · Arizona · California · Colorado · Florida · Georgia · Illinois · Louisiana · Michigan · New York · North Carolina · Oklahoma · Oregon · Pennsylvania · South Carolina · Texas · Virginia · Washington · West Virginia
Years in the industry (source record): 36
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

The official record for CRD 1704700 contains one or more disclosure events as of Aug 20, 2026.

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Current firm

From the firm record

Firm: Wells Fargo Advisors
Firm CRD: 19616
SEC number: 801-37967
Assets under management: $671.4B as of Jun 23, 2026
Website: www.twitter.com/WFINVESTING ↗
Phone: 314-875-3000
Firm location: St. Louis, MO, 63103-2205

Employment history (10)

From the source registration record · current first

Wells Fargo AdvisorsCurrent
Houston, TX · IA capacity

start not retrieved → present
Wells Fargo Clearing Services, LLCCurrent
Houston, TX · BC capacity

start not retrieved → present
Wells Fargo Investments, LLC
Houston, TX · IA capacity

Nov 27, 2006 → Jan 3, 2011
Wells Fargo Investments, LLC
Houston, TX · BC capacity

Nov 27, 2006 → Jan 3, 2011
Wm Financial Services, Inc.
Humble, TX · IA capacity

May 16, 2006 → Nov 9, 2006
Wm Financial Services, Inc.
Humble, TX · BC capacity

Sep 27, 2004 → Nov 9, 2006
World Choice Securities, Inc.
Columbus, OH · BC capacity

Jan 2, 2004 → Sep 14, 2004
Raymond James & Associates, Inc.
St. Petersburg, FL · BC capacity

Jun 14, 2001 → Jan 22, 2002
A. G. Edwards & Sons, Inc.
St. Louis, MO · BC capacity

Apr 5, 1995 → Jun 11, 1998
Merrill Lynch, Pierce, Fenner & Smith Incorporated
New York, NY · BC capacity

Aug 21, 1987 → Apr 6, 1995

Source & corrections

Where this page comes from

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