Michael Francis Maloon

CRD 1707207 · California Financial Advisors · Location not yet retrieved from the source record

IA RegisteredRegistration inactive

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Inactive
Investment adviser registration: Active
Exams passed (4): Series 63SIESeries 7Series 6
Registered states (2): California · Texas
Years in the industry: Not yet retrieved from the source record
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: California Financial Advisors
Firm CRD: 110152
SEC number: 801-55273
Assets under management: $2.3B as of May 26, 2026
Website: www.facebook.com/California-Financial-Advisors-105610238641082 ↗
Phone: 925.275.1000
Firm location: San Ramon, CA, 94583

Employment history (6)

From the source registration record · current first

California Financial AdvisorsCurrent
San Ramon, CA · IA capacity

Mar 9, 1998 → present
Foothill Securities, Inc.
San Ramon, CA · IA capacity

Aug 13, 2014 → Nov 30, 2016
Financial Telesis Inc
San Ramon, CA · IA capacity

Jun 19, 1998 → Aug 14, 2014
The Lincoln National Life Insurance Company
Fort Wayne, IN · IA capacity

Aug 28, 1987 → Jul 14, 1998
Lincoln Financial Advisors Corporation
Fort Wayne, IN · IA capacity

Aug 28, 1987 → Jul 14, 1998
Lincoln National Pension Insurance Company
IA capacity

Aug 28, 1987 → Jan 3, 1989

Source & corrections

Where this page comes from

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