Jan Dennis Hanshaft

CRD 1707554 · Charles Schwab & Co., Inc. · Orlando, FL

Broker

Also appears in the source record as: Jahn D Hanshaft; Jahn Dennis Hanshaft

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Not registered in this capacity
Exams passed (7): Series 99TOSIESeries 7Series 10Series 9Series 24Series 63
Registered states (2): California · Florida
Years in the industry (source record): 30
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Charles Schwab & Co., Inc.
Firm CRD: 5393
SEC number: 801-29938
Assets under management: Not yet retrieved from the source record
Website: www.linkedin.com/COMPANY/SCHWAB-ADVISOR-SERVICES ↗
Phone: 415-667-7000
Firm location: San Francisco, CA, 94105

Employment history (6)

From the source registration record · current first

Charles Schwab & Co., Inc.Current
Orlando, FL · BC capacity

start not retrieved → present
Td Ameritrade Clearing, Inc.
Omaha, NE · BC capacity

Jan 2, 2024 → Oct 21, 2024
Curian Clearing, LLC
Denver, CO · BC capacity

Mar 9, 2005 → Feb 25, 2009
Investment Centers Of America, Inc.
Denver, CO · BC capacity

Feb 16, 2005 → Jul 6, 2006
Strong Investments, Inc.
Menomonee Falls, WI · BC capacity

Jul 18, 2000 → Jan 25, 2005
Ubs Warburg LLC
New York, NY · BC capacity

Jun 30, 1995 → Jun 22, 2000

Source & corrections

Where this page comes from

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SEC IAPD record for CRD 1707554 ↗ FINRA BrokerCheck record for CRD 1707554 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

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