Jeremy David Motz

CRD 1709783 · Merrill Lynch, Pierce, Fenner & Smith Incorporated · Glen Ridge, NJ

IA RegisteredBroker

Also appears in the source record as: Jeremy D Motz; Jeremy Motz

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (8): Series 66Series 65Series 63Series 7TOSeries 99TOSIESeries 55Series 7
Registered states (13): Connecticut · Delaware · District Of Columbia · Florida · Maryland · Massachusetts · New Hampshire · New Jersey · New York · Pennsylvania · Rhode Island · Texas · Virginia
Years in the industry (source record): 31
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

The official record for CRD 1709783 contains one or more disclosure events as of Aug 20, 2026.

findmyFA.app does not reproduce, summarise, characterise, or interpret the content of disclosure events. A disclosure event is a category of entry in a regulatory record; it is not, by itself, a finding of wrongdoing. Read the events in full on the official systems:

FINRA BrokerCheck ↗ · SEC IAPD ↗

Current firm

From the firm record

Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated
Firm CRD: 7691
SEC number: 801-14235
Assets under management: $1.8T as of Jun 29, 2026
Website: www.merrilledge.com/GUIDED-INVESTING ↗
Phone: 800-637-7455
Firm location: New York, NY, 10036

Employment history (16)

From the source registration record · current first

Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
Wyckoff, NJ · IA capacity

Aug 28, 2025 → present
Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
Glen Ridge, NJ · BC capacity

start not retrieved → present
Merrill Lynch, Pierce, Fenner & Smith Incorporated
IA capacity

Apr 12, 2018 → Mar 30, 2021
Merrill Lynch, Pierce, Fenner & Smith Incorporated
BD capacity

Jan 31, 2018 → Mar 30, 2021
R. F. Lafferty & Co., Inc.
BD capacity

Oct 6, 2015 → Nov 15, 2017
Bonwick Capital Partners, LLC
BD capacity

May 2, 2015 → Oct 9, 2015
Bonwick Capital Partners, LLC
BD capacity

Dec 10, 2013 → Feb 27, 2015
Rodman & Renshaw, LLC
BD capacity

Mar 7, 2012 → May 7, 2012
Bradley Woods & Co. Ltd.
BD capacity

Nov 24, 2010 → Nov 28, 2011
Primary Capital, LLC
BD capacity

Sep 15, 2009 → Nov 2, 2009
Jefferies & Company, Inc.
BD capacity

Dec 3, 2007 → May 16, 2008
Fimat USA, LLC
BD capacity

Oct 30, 2006 → Feb 14, 2007
Leeb Brokerage Services, Inc.
BD capacity

Dec 16, 2004 → Feb 10, 2005
Knight Securities, L.P.
BD capacity

Apr 29, 1997 → Mar 21, 2003
Paragon Capital Corporation
BD capacity

Feb 6, 1996 → Apr 28, 1997
M. J. Whitman, Inc.
BD capacity

Mar 27, 1995 → Aug 7, 1995

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

SEC IAPD record for CRD 1709783 ↗ FINRA BrokerCheck record for CRD 1709783 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

Data compiled Aug 20, 2026. Source: IAPD_SEARCH. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.

Preview release — partial coverage. This is a public-records lookup tool, not investment advice, not a recommendation, and not an endorsement of any advisor. Registration status shown here is a copy of a government record and may be out of date; always confirm against SEC IAPD and FINRA BrokerCheck before acting.