John Vincent Stilley

CRD 1711253 · Charles Schwab & Co., Inc. · Westlake, TX

IA RegisteredBroker

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (6): Series 7TOSIESeries 6Series 26Series 63Series 65
Registered states (14): Alabama · Florida · Georgia · Indiana · Kentucky · Michigan · Mississippi · New York · North Carolina · Ohio · Pennsylvania · South Carolina · Tennessee · West Virginia
Years in the industry (source record): 23
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Charles Schwab & Co., Inc.
Firm CRD: 5393
SEC number: 801-29938
Assets under management: Not yet retrieved from the source record
Website: www.linkedin.com/COMPANY/SCHWAB-ADVISOR-SERVICES ↗
Phone: 415-667-7000
Firm location: San Francisco, CA, 94105

Employment history (9)

From the source registration record · current first

Charles Schwab & Co., Inc.Current
Murrells Inlet, SC · IA capacity

start not retrieved → present
Charles Schwab & Co., Inc.Current
Westlake, TX · BC capacity

start not retrieved → present
Td Ameritrade, Inc.
Omaha, NE · BC capacity

Oct 9, 2020 → Dec 31, 2023
Td Ameritrade, Inc.
Murrells Inlet, SC · IA capacity

Oct 9, 2020 → Oct 14, 2022
Mid Atlantic Capital Corporation
Pittsburgh, PA · BC capacity

Apr 14, 2010 → Oct 25, 2011
Mid Atlantic Financial Management, Inc.
Huntersville, NC · IA capacity

Mar 23, 2010 → Oct 25, 2011
Newport Group Securities, Inc.
Heathrow, FL · BC capacity

Aug 28, 2003 → Sep 26, 2008
Newport Group Securities, Inc.
Heathrow, FL · IA capacity

Oct 30, 2002 → Sep 26, 2008
The Newport Group Of North Carolina, Inc.
Charlotte, NC · IA capacity

Jul 15, 2004 → Aug 16, 2006

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

SEC IAPD record for CRD 1711253 ↗ FINRA BrokerCheck record for CRD 1711253 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

Data compiled Aug 20, 2026. Source: BROKERCHECK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.

Preview release — partial coverage. This is a public-records lookup tool, not investment advice, not a recommendation, and not an endorsement of any advisor. Registration status shown here is a copy of a government record and may be out of date; always confirm against SEC IAPD and FINRA BrokerCheck before acting.