Brian L. Peterson

CRD 1713545 · J.P. Morgan Securities LLC · Daytona Beach Shores, FL

IA RegisteredBroker

Also appears in the source record as: Brian Lee Peterson

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (7): SIESeries 31Series 7Series 26Series 66Series 65Series 63
Registered states (2): California · Florida
Years in the industry (source record): 24
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: J.P. Morgan Securities LLC
Firm CRD: 79
SEC number: 801-3702
Assets under management: $429.7B as of Jun 30, 2026
Website: wealthpartners.jpmorgan.com ↗
Phone: 800-999-2000
Firm location: New York, NY, 10017

Employment history (17)

From the source registration record · current first

J.P. Morgan Securities LLCCurrent
Daytona Beach Shores, FL · IA capacity

start not retrieved → present
J.P. Morgan Securities LLCCurrent
Daytona Beach Shores, FL · BC capacity

start not retrieved → present
Gradient Wealth Management
Port Orange, FL · IA capacity

Jul 24, 2018 → Dec 31, 2018
Gradient Securities, LLC
Port Orange, FL · BC capacity

Jun 12, 2018 → Dec 31, 2018
Cetera Investment Advisers LLC
Port Orange, FL · IA capacity

Feb 7, 2014 → Jul 6, 2016
Cetera Investment Services LLC
Port Orange, FL · BC capacity

Feb 19, 2013 → Jul 6, 2016
Cetera Investment Services LLC
Port Orange, FL · IA capacity

Feb 19, 2013 → Jan 30, 2014
Pnc Investments
Ormond Beach, FL · IA capacity

Jun 21, 2010 → Jan 2, 2013
Pnc Investments
Ormond Beach, FL · BC capacity

Jun 11, 2010 → Jan 2, 2013
Nbc Securities, Inc.
Ormond Beach, FL · IA capacity

Nov 22, 2006 → May 20, 2010
Nbc Securities, Inc.
Ormond Beach, FL · BC capacity

Nov 6, 2006 → May 20, 2010
Suntrust Investment Services, Inc.
Port Orange, FL · IA capacity

Jun 7, 2004 → Nov 6, 2006
Suntrust Investment Services, Inc.
Port Orange, FL · BC capacity

Jun 11, 2002 → Nov 6, 2006
First Union Securities, Inc.
St. Louis, MO · BC capacity

Oct 1, 2000 → Apr 3, 2001
First Union Brokerage Services, Inc.
Charlotte, NC · BC capacity

Jul 26, 1999 → Oct 1, 2000
Dean Witter Reynolds Inc.
Purchase, NY · BC capacity

Aug 10, 1998 → Jul 13, 1999
Isfa Corporation
BC capacity

Oct 9, 1987 → Nov 3, 1987

Source & corrections

Where this page comes from

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