Kristin Ann Tangen

CRD 1717117 · Wells Fargo Advisors · El Dorado Hills, CA

IA RegisteredBroker

Also appears in the source record as: Kristin Ann Gillick; Kristin Ann Tangent

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (4): SIESeries 7Series 65Series 63
Registered states (22): Alaska · Arizona · California · Colorado · Delaware · Florida · Hawaii · Idaho · Massachusetts · Michigan · Minnesota · Missouri · Montana · Nevada · New York · North Carolina · Oklahoma · Oregon · South Carolina · Texas · Virginia · Washington
Years in the industry (source record): 37
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

The official record for CRD 1717117 contains one or more disclosure events as of Aug 20, 2026.

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Current firm

From the firm record

Firm: Wells Fargo Advisors
Firm CRD: 19616
SEC number: 801-37967
Assets under management: $671.4B as of Jun 23, 2026
Website: www.twitter.com/WFINVESTING ↗
Phone: 314-875-3000
Firm location: St. Louis, MO, 63103-2205

Employment history (10)

From the source registration record · current first

Wells Fargo Clearing Services, LLCCurrent
El Dorado Hills, CA · BC capacity

start not retrieved → present
Wells Fargo Clearing Services, LLCCurrent
El Dorado Hills, CA · IA capacity

start not retrieved → present
Wells Fargo AdvisorsCurrent
El Dorado Hills, CA · IA capacity

start not retrieved → present
Wells Fargo Investments, LLC
El Dorado Hills, CA · IA capacity

May 15, 2001 → Jan 3, 2011
Wells Fargo Investments, LLC
El Dorado Hills, CA · BC capacity

May 2, 2001 → Jan 3, 2011
Wells Fargo Securities Inc.
San Francisco, CA · BC capacity

Oct 25, 1993 → May 2, 2001
Marketing One Securities, Inc.
Portland, OR · BC capacity

Feb 6, 1992 → Oct 25, 1993
Security Pacific Investments, Inc.
Oakland, CA · BC capacity

Mar 27, 1990 → Jul 18, 1990
Great Western Financial Securities Corporation
Northridge, CA · BC capacity

May 18, 1988 → Mar 14, 1990
Dean Witter Reynolds Inc.
BC capacity

Oct 20, 1987 → May 26, 1988

Source & corrections

Where this page comes from

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