Joseph G Kelly

CRD 1719822 · Fidelity Brokerage Services LLC · San Diego, CA

IA RegisteredBroker

Also appears in the source record as: Joseph Giles Kelly Jr; Joseph Giles Kelly Jr.; Skip Kelly; Joseph Giles Kelly, Jr

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (6): Series 63Series 65Series 8Series 7Series 3Series 6
Registered states (19): Arizona · Arkansas · California · Colorado · Florida · Idaho · Illinois · Massachusetts · Minnesota · Nevada · New York · North Carolina · Ohio · Oregon · Tennessee · Texas · Utah · Washington · West Virginia
Years in the industry (source record): 39
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Fidelity Brokerage Services LLC
Firm CRD: 7784
SEC number: Not yet retrieved from the source record
Assets under management: Not yet retrieved from the source record
Website: Not yet retrieved from the source record
Phone: Not yet retrieved from the source record
Firm location: Not yet retrieved from the source record

Employment history (13)

From the source registration record · current first

Strategic Advisers LLCCurrent
Rancho Santa Fe, CA · IA capacity

Mar 31, 2025 → present
Fidelity Brokerage Services LLCCurrent
Rancho Santa Fe, CA · BD capacity

Mar 10, 2020 → present
Fidelity Brokerage Services LLCCurrent
San Diego, CA · BC capacity

start not retrieved → present
Fidelity Personal And Workplace Advisors
IA capacity

Mar 27, 2020 → Mar 31, 2025
Fisher Investments
IA capacity

Mar 19, 2003 → Feb 7, 2020
Monarch Bay Associates, LLC
BD capacity

Aug 19, 2009 → Nov 8, 2010
Morgan Stanley
IA capacity

Jul 17, 2001 → Mar 10, 2003
Morgan Stanley Dw Inc.
BD capacity

Jul 2, 2001 → Mar 10, 2003
Salomon Smith Barney Inc.
BD capacity

Jan 9, 2001 → Jul 17, 2001
Prudential Securities Incorporated
BD capacity

Nov 5, 1997 → Jan 12, 2001
Merrill Lynch, Pierce, Fenner & Smith Incorporated
BD capacity

Dec 18, 1989 → Nov 7, 1997
Dean Witter Reynolds Inc.
BD capacity

Aug 12, 1988 → Dec 21, 1989
Gna Securities, Inc.
BD capacity

Aug 10, 1987 → Jun 21, 1988

Source & corrections

Where this page comes from

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SEC IAPD record for CRD 1719822 ↗ FINRA BrokerCheck record for CRD 1719822 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

Data compiled Aug 20, 2026. Source: IAPD_SEARCH. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.

Preview release — partial coverage. This is a public-records lookup tool, not investment advice, not a recommendation, and not an endorsement of any advisor. Registration status shown here is a copy of a government record and may be out of date; always confirm against SEC IAPD and FINRA BrokerCheck before acting.