Cynthia Dawn Lyons

CRD 1722606 · Wells Fargo Advisors · St. Louis, MO

Broker

Also appears in the source record as: Cynthia D Kiefer; Cynthia Dawn Kiefer; Cynthia D King; Cynthia Dawn King; Cynthia Lyons

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Not registered in this capacity
Exams passed (7): Series 99TOSIESeries 7Series 24Series 27Series 4Series 63
Registered states (1): Missouri
Years in the industry (source record): 30
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

The official record for CRD 1722606 contains one or more disclosure events as of Aug 20, 2026.

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Current firm

From the firm record

Firm: Wells Fargo Advisors
Firm CRD: 19616
SEC number: 801-37967
Assets under management: $671.4B as of Jun 23, 2026
Website: www.twitter.com/WFINVESTING ↗
Phone: 314-875-3000
Firm location: St. Louis, MO, 63103-2205

Employment history (10)

From the source registration record · current first

Wells Fargo Clearing Services, LLCCurrent
St. Louis, MO · BC capacity

start not retrieved → present
Wells Fargo Clearing Services, LLCCurrent
St. Charles, MO · IA capacity

start not retrieved → present
Wells Fargo Clearing Services, LLCCurrent
St. Louis, MO · IA capacity

start not retrieved → present
Fulcrum Securities, LLC
Saint Louis, MO · BC capacity

Jan 9, 2008 → Jan 3, 2017
Flagstone Securities, LLC
St. Louis, MO · BC capacity

Oct 10, 2001 → Feb 1, 2008
Wydown Capital LLC
Clayton, MO · BC capacity

Apr 7, 2000 → Jun 12, 2003
Scully Capital Securities Corp.
Washington, DC · BC capacity

Jan 4, 2001 → Apr 4, 2001
Johnson Research & Capital Incorporated
St. Louis, MO · BC capacity

Feb 2, 1999 → Oct 28, 1999
Hennessey & Co., L.L.C.
Chesterfield, MO · BC capacity

Dec 20, 1996 → Feb 26, 1999
Stifel, Nicolaus & Company, Incorporated
St. Louis, MO · BC capacity

Sep 6, 1994 → Mar 14, 1995

Source & corrections

Where this page comes from

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