Larry Edward Wachtel

CRD 1723958 · Morgan Stanley · Boca Raton, FL

IA RegisteredBroker

Also appears in the source record as: Larry Wachtel

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (6): Series 65Series 63Series 24SIESeries 31Series 7
Registered states (52): Alabama · Arizona · Arkansas · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Hawaii · Idaho · Illinois · Indiana · Iowa · Kansas · Kentucky · Louisiana · Maine · Maryland · Massachusetts · Michigan · Minnesota · Mississippi · Missouri · Montana · Nebraska · Nevada · New Hampshire · New Jersey · New Mexico · New York · North Carolina · North Dakota · Ohio · Oklahoma · Oregon · Pennsylvania · Puerto Rico · Rhode Island · South Carolina · South Dakota · Tennessee · Texas · Utah · Vermont · Virgin Islands · Virginia · Washington · West Virginia · Wisconsin · Wyoming
Years in the industry (source record): 39
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

The official record for CRD 1723958 contains one or more disclosure events as of Aug 20, 2026.

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Current firm

From the firm record

Firm: Morgan Stanley
Firm CRD: 149777
SEC number: 801-70103
Assets under management: $2.0T as of Jun 30, 2026
Website: www.morganstanley.com ↗
Phone: 914-225-5510
Firm location: Purchase, NY, 10577-2530

Employment history (12)

From the source registration record · current first

Morgan StanleyCurrent
Boca Raton, FL · IA capacity

Jun 1, 2009 → present
Citigroup Global Markets Inc.
IA capacity

Nov 5, 2008 → Jun 1, 2009
Citigroup Global Markets Inc.
BD capacity

Oct 31, 2008 → Jun 1, 2009
Wachovia Securities, LLC
IA capacity

Jul 1, 2002 → Nov 4, 2008
Wachovia Securities, LLC
BD capacity

Jun 15, 2002 → Nov 4, 2008
Wachovia Securities, Inc.
BD capacity

Feb 14, 2000 → Jun 15, 2002
Wachovia Brokerage Service
BD capacity

Jul 20, 1998 → Feb 14, 2000
Island Investment Services, Inc.
BD capacity

May 1, 1997 → Jul 20, 1998
Invest Financial Corporation
BD capacity

Jan 2, 1992 → May 1, 1997
Lehman Brothers Inc.
BD capacity

May 29, 1990 → Jan 17, 1992
Invest Financial Corporation
BD capacity

Feb 24, 1989 → Jun 4, 1990
F.D. Roberts Securities, Inc.
BD capacity

Aug 18, 1987 → Feb 9, 1989

Source & corrections

Where this page comes from

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