Michael Selig Hokin

CRD 1728763 · Merrill Lynch, Pierce, Fenner & Smith Incorporated · New York, NY

IA RegisteredBroker

Also appears in the source record as: Michael S Hokin

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (7): SIESeries 3Series 7Series 10Series 24Series 66Series 63
Registered states (25): Arizona · Arkansas · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Illinois · Kentucky · Maryland · Massachusetts · Michigan · New Jersey · New Mexico · New York · North Carolina · Ohio · Pennsylvania · Rhode Island · South Carolina · Texas · Utah · Virgin Islands · Virginia
Years in the industry (source record): 38
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated
Firm CRD: 7691
SEC number: 801-14235
Assets under management: $1.8T as of Jun 29, 2026
Website: www.merrilledge.com/GUIDED-INVESTING ↗
Phone: 800-637-7455
Firm location: New York, NY, 10036

Employment history (6)

From the source registration record · current first

Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
New York, NY · IA capacity

start not retrieved → present
Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
New York, NY · BC capacity

start not retrieved → present
Banc Of America Securities LLC
New York, NY · BC capacity

Sep 16, 2009 → Nov 1, 2010
Citigroup Global Markets Inc.
New York, NY · BC capacity

Nov 28, 1997 → Sep 24, 2009
Salomon Brothers Inc.
New York, NY · BC capacity

Jun 7, 1990 → Sep 1, 1998
Citicorp Securities Markets, Inc.
New York, NY · BC capacity

Aug 25, 1987 → Feb 20, 1990

Source & corrections

Where this page comes from

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SEC IAPD record for CRD 1728763 ↗ FINRA BrokerCheck record for CRD 1728763 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

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