Charles Solomon

CRD 1731092 · Charles Schwab & Co., Inc. · Lake Grove, NY

IA RegisteredBroker

Also appears in the source record as: Charles A. Solomon

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (6): SIESeries 7Series 21Series 25Series 24Series 66
Registered states (16): Alaska · California · Colorado · Connecticut · Florida · Maryland · New Jersey · New York · North Carolina · Ohio · Oklahoma · Oregon · South Carolina · Texas · Virginia · Washington
Years in the industry (source record): 27
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

The official record for CRD 1731092 contains one or more disclosure events as of Aug 20, 2026.

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Current firm

From the firm record

Firm: Charles Schwab & Co., Inc.
Firm CRD: 5393
SEC number: 801-29938
Assets under management: Not yet retrieved from the source record
Website: www.linkedin.com/COMPANY/SCHWAB-ADVISOR-SERVICES ↗
Phone: 415-667-7000
Firm location: San Francisco, CA, 94105

Employment history (7)

From the source registration record · current first

Charles Schwab & Co., Inc.Current
Lake Grove, NY · BC capacity

start not retrieved → present
Charles Schwab & Co., Inc.Current
Lake Grove, NY · IA capacity

start not retrieved → present
Charles Schwab & Co., Inc.Current
Lake Grove, NY · IA capacity

start not retrieved → present
Equitable Advisors, LLC
Woodbury, NY · IA capacity

Nov 16, 2016 → Nov 15, 2021
Equitable Advisors, LLC
Woodbury, NY · BC capacity

Oct 5, 2016 → Nov 15, 2021
Barclays Capital Inc.
New York, NY · BC capacity

Jan 25, 2010 → Mar 24, 2016
Labranche & Co. LLC
New York, NY · BC capacity

Jul 1, 1998 → Jan 28, 2010

Source & corrections

Where this page comes from

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