Robert Anthony Devereux
Registration & licensing
As recorded in SEC IAPD / FINRA BrokerCheck
- Broker-dealer registration
- Active
- Investment adviser registration
- Active
- Exams passed (8)
- SIESeries 3Series 7Series 9Series 10Series 8Series 65Series 63
- Registered states (17)
- Alabama · Arkansas · California · Connecticut · Delaware · Florida · Illinois · Maine · Massachusetts · Michigan · New Jersey · New York · Pennsylvania · South Carolina · Tennessee · Texas · Wisconsin
- Years in the industry (source record)
- 38
- Professional designations
- Not yet retrieved from the source record
Disclosures
Copied from the official record
No disclosure events are flagged in the source record as of Aug 20, 2026.
This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.
Current firm
From the firm record
- Firm
- Wells Fargo Advisors
- Firm CRD
- 19616
- SEC number
- 801-37967
- Assets under management
- $671.4B as of Jun 23, 2026
- Website
- www.twitter.com/WFINVESTING ↗
- Phone
- 314-875-3000
- Firm location
- St. Louis, MO, 63103-2205
Employment history (11)
From the source registration record · current first
-
start not retrieved → present
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start not retrieved → present
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start not retrieved → present
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Ameriprise Financial Services, Inc.Daytona Beach, FL · IA capacityOct 5, 2009 → Oct 12, 2018
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Ameriprise Financial Services, Inc.Daytona Beach, FL · BC capacityOct 5, 2009 → Oct 12, 2018
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Ameriprise Advisor Services, Inc.Daytona Beach, FL · IA capacityFeb 18, 2009 → Oct 5, 2009
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Ameriprise Advisor Services, Inc.Daytona Beach, FL · BC capacityMay 2, 2008 → Oct 5, 2009
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Ubs Financial Services Inc.Daytona Beach, FL · IA capacityDec 4, 2002 → May 21, 2008
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Ubs Financial Services Inc.Daytona Beach, FL · BC capacityNov 8, 2002 → May 21, 2008
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Prudential Securities IncorporatedDaytona Beach, FL · IA capacityJan 3, 1997 → Nov 13, 2002
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Prudential Securities IncorporatedNew York, NY · BC capacityFeb 24, 1988 → Nov 13, 2002
Source & corrections
Where this page comes from
Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.
Data compiled Aug 20, 2026. Source: IAPD_SEARCH. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.