John Michael Price
Registration & licensing
As recorded in SEC IAPD / FINRA BrokerCheck
- Broker-dealer registration
- Active
- Investment adviser registration
- Active
- Exams passed (9)
- SIESeries 31Series 3Series 7Series 9Series 10Series 8Series 65Series 63
- Registered states (29)
- Alabama · Arizona · California · Colorado · Connecticut · Florida · Georgia · Illinois · Indiana · Iowa · Maryland · Massachusetts · Michigan · Minnesota · Missouri · Nevada · New Jersey · New York · North Carolina · Ohio · Oklahoma · Oregon · Pennsylvania · Rhode Island · South Carolina · Tennessee · Texas · Virginia · Wisconsin
- Years in the industry (source record)
- 38
- Professional designations
- Not yet retrieved from the source record
Disclosures
Copied from the official record
The official record for CRD 1734689 contains one or more disclosure events as of Aug 20, 2026.
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Current firm
From the firm record
- Firm
- Wells Fargo Advisors
- Firm CRD
- 19616
- SEC number
- 801-37967
- Assets under management
- $671.4B as of Jun 23, 2026
- Website
- www.twitter.com/WFINVESTING ↗
- Phone
- 314-875-3000
- Firm location
- St. Louis, MO, 63103-2205
Employment history (11)
From the source registration record · current first
-
start not retrieved → present
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start not retrieved → present
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Ameriprise Financial Services, Inc.Sun City Center, FL · IA capacityOct 5, 2009 → May 31, 2017
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Ameriprise Financial Services, Inc.Sun City Center, FL · BC capacityOct 5, 2009 → May 31, 2017
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Ameriprise Advisor Services, Inc.Sun City Center, FL · IA capacityAug 21, 2007 → Oct 5, 2009
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Ameriprise Advisor Services, Inc.Sun City Center, FL · BC capacityNov 19, 2004 → Oct 5, 2009
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First Union Capital Markets Corp.Charlotte, NC · BC capacityNov 6, 1998 → Oct 1, 1999
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Dean Witter Reynolds Inc.Purchase, NY · BC capacitySep 26, 1994 → Nov 3, 1998
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Painewebber IncorporatedWeehawken, NJ · BC capacityAug 13, 1991 → Oct 5, 1994
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Lehman Brothers Inc.New York, NY · BC capacityApr 11, 1988 → Jul 26, 1991
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E. F. Hutton & Company IncBC capacitySep 24, 1987 → Apr 11, 1988
Source & corrections
Where this page comes from
Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.
Data compiled Aug 20, 2026. Source: BROKERCHECK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.