Kimberly Ann Clark-Schweitzer

CRD 1735984 · Morgan Stanley · Miami, FL

IA RegisteredBroker

Also appears in the source record as: Kim Clark; Kimberly Ann Clark; Kimberly Ann Clark-Schweiter

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (9): Series 66Series 65Series 63Series 9Series 10Series 8SIESeries 3Series 7
Registered states (53): Alabama · Alaska · Arizona · Arkansas · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Hawaii · Idaho · Illinois · Indiana · Iowa · Kansas · Kentucky · Louisiana · Maine · Maryland · Massachusetts · Michigan · Minnesota · Mississippi · Missouri · Montana · Nebraska · Nevada · New Hampshire · New Jersey · New Mexico · New York · North Carolina · North Dakota · Ohio · Oklahoma · Oregon · Pennsylvania · Puerto Rico · Rhode Island · South Carolina · South Dakota · Tennessee · Texas · Utah · Vermont · Virgin Islands · Virginia · Washington · West Virginia · Wisconsin · Wyoming
Years in the industry (source record): 39
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Morgan Stanley
Firm CRD: 149777
SEC number: 801-70103
Assets under management: $2.0T as of Jun 30, 2026
Website: www.morganstanley.com ↗
Phone: 914-225-5510
Firm location: Purchase, NY, 10577-2530

Employment history (8)

From the source registration record · current first

Morgan StanleyCurrent
Miami, FL · IA capacity

Jul 15, 2013 → present
Quest Capital Strategies, Inc.
BD capacity

Mar 19, 2003 → Jan 17, 2013
Merrill Lynch, Pierce, Fenner & Smith Incorporated
BD capacity

Jan 6, 2000 → Apr 8, 2002
Salomon Smith Barney Inc.
BD capacity

Oct 19, 1998 → Nov 24, 1999
Merrill Lynch, Pierce, Fenner & Smith Incorporated
BD capacity

Aug 23, 1990 → Sep 25, 1998
Prudential-Bache Securities Inc.
BD capacity

May 26, 1989 → Jun 20, 1990
Prudential-Bache Securities Inc.
BD capacity

Aug 26, 1988 → Jun 20, 1990
Blinder, Robinson & Co., Inc.
BD capacity

Dec 22, 1987 → Jul 19, 1988

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

SEC IAPD record for CRD 1735984 ↗ FINRA BrokerCheck record for CRD 1735984 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

Data compiled Aug 20, 2026. Source: IAPD_SEARCH. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.

Preview release — partial coverage. This is a public-records lookup tool, not investment advice, not a recommendation, and not an endorsement of any advisor. Registration status shown here is a copy of a government record and may be out of date; always confirm against SEC IAPD and FINRA BrokerCheck before acting.