Mark Steven Ryan
Also appears in the source record as: Mark S Ryan
Registration & licensing
As recorded in SEC IAPD / FINRA BrokerCheck
- Broker-dealer registration
- Active
- Investment adviser registration
- Active
- Exams passed (4)
- Series 65Series 63SIESeries 7
- Registered states (29)
- Alabama · Arizona · California · Colorado · Connecticut · Delaware · Florida · Georgia · Idaho · Illinois · Indiana · Kentucky · Maryland · Massachusetts · Michigan · Nevada · New Jersey · New York · North Carolina · Ohio · Pennsylvania · Rhode Island · South Carolina · South Dakota · Texas · Vermont · Virginia · Washington · Wisconsin
- Years in the industry (source record)
- 39
- Professional designations
- Not yet retrieved from the source record
Disclosures
Copied from the official record
The official record for CRD 1737530 contains one or more disclosure events as of Aug 20, 2026.
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Current firm
From the firm record
- Firm
- Morgan Stanley
- Firm CRD
- 149777
- SEC number
- 801-70103
- Assets under management
- $2.0T as of Jun 30, 2026
- Website
- www.morganstanley.com ↗
- Phone
- 914-225-5510
- Firm location
- Purchase, NY, 10577-2530
Employment history (12)
From the source registration record · current first
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Jun 5, 2009 → present
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Citigroup Global Markets Inc.IA capacityJun 2, 2009 → Jul 23, 2009
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Citigroup Global Markets Inc.BD capacityMay 22, 2009 → Jul 23, 2009
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Apr 1, 2005 → May 27, 2009
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Apr 1, 2005 → May 27, 2009
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Ids Life Insurance CompanyBD capacitySep 21, 1989 → Apr 1, 2005
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American Express Financial Advisors Inc.BD capacitySep 21, 1989 → Apr 1, 2005
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American Express Financial Advisors, Inc.IA capacitySep 21, 1989 → Apr 1, 2005
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Investors Asset Management, Inc.BD capacityDec 1, 1988 → Sep 23, 1989
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Lowry Financial Services CorporationBD capacityJun 17, 1988 → Dec 3, 1988
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Focus Securities, Inc.BD capacityJan 22, 1988 → Jun 21, 1988
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Fitzgerald, Dearman & Roberts, Inc.BD capacityOct 20, 1987 → Jan 22, 1988
Source & corrections
Where this page comes from
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Data compiled Aug 20, 2026. Source: IAPD_SEARCH. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.