Lee M Hunter

CRD 1739312 · Morgan Stanley · Westport, CT

IA RegisteredBroker

Also appears in the source record as: Lee Marquez Hunter; Lee Hunter

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (3): Series 66SIESeries 7
Registered states (30): Arizona · California · Colorado · Connecticut · District Of Columbia · Florida · Georgia · Illinois · Iowa · Louisiana · Maine · Massachusetts · Michigan · Minnesota · Nevada · New Hampshire · New Jersey · New Mexico · New York · North Carolina · Ohio · Oregon · Pennsylvania · Rhode Island · South Carolina · Tennessee · Texas · Utah · Virginia · Washington
Years in the industry (source record): 34
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Morgan Stanley
Firm CRD: 149777
SEC number: 801-70103
Assets under management: $2.0T as of Jun 30, 2026
Website: www.morganstanley.com ↗
Phone: 914-225-5510
Firm location: Purchase, NY, 10577-2530

Employment history (5)

From the source registration record · current first

Morgan StanleyCurrent
Westport, CT · IA capacity

Jan 16, 2026 → present
Ameriprise Financial Services, LLC
IA capacity

Sep 17, 2003 → Jan 22, 2026
Ameriprise Financial Services, LLC
BD capacity

Aug 29, 2003 → Jan 22, 2026
Ids Life Insurance Company
BD capacity

Aug 29, 2003 → Jul 3, 2006
Salomon Smith Barney Inc.
BD capacity

Feb 28, 1992 → Mar 22, 1999

Source & corrections

Where this page comes from

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