Vincent Thomas Freudenberger

CRD 1749571 · Merrill Lynch, Pierce, Fenner & Smith Incorporated · Boston, MA

IA RegisteredBroker

Also appears in the source record as: Vinnie Freudenberger

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (4): Series 65Series 63SIESeries 7
Registered states (17): Arizona · California · Colorado · Connecticut · Florida · Hawaii · Maine · Maryland · Massachusetts · Missouri · New Hampshire · New Jersey · New York · Ohio · Oregon · Rhode Island · Virginia
Years in the industry (source record): 36
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

The official record for CRD 1749571 contains one or more disclosure events as of Aug 20, 2026.

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Current firm

From the firm record

Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated
Firm CRD: 7691
SEC number: 801-14235
Assets under management: $1.8T as of Jun 29, 2026
Website: www.merrilledge.com/GUIDED-INVESTING ↗
Phone: 800-637-7455
Firm location: New York, NY, 10036

Employment history (7)

From the source registration record · current first

Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
Boston, MA · IA capacity

Oct 23, 2009 → present
Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
Boston, MA · BC capacity

start not retrieved → present
Banc Of America Investment Services, Inc.
BD capacity

Oct 20, 2004 → Oct 23, 2009
Banc Of America Investment Services, Inc.
IA capacity

Oct 20, 2004 → Oct 23, 2009
Quick & Reilly, Inc.
IA capacity

Jul 23, 2003 → Oct 20, 2004
Quick & Reilly, Inc.
BD capacity

Jul 13, 1992 → Oct 20, 2004
Fidelity Brokerage Services, Inc.
BD capacity

Oct 12, 1990 → Jun 12, 1992

Source & corrections

Where this page comes from

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