Hugh J. Ohern

CRD 1751368 · Fidelity Brokerage Services LLC · Towson, MD

IA RegisteredBroker

Also appears in the source record as: Hugh Joseph O'hern; Hugh Joseph Ohern; Hugh Ohern

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (6): Series 66Series 63Series 24SIESeries 55Series 7
Registered states (19): Alabama · Delaware · Florida · Hawaii · Maine · Maryland · Massachusetts · Minnesota · New Jersey · New Mexico · New York · North Carolina · Ohio · Pennsylvania · South Carolina · Texas · Virginia · West Virginia · Wisconsin
Years in the industry (source record): 39
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Fidelity Brokerage Services LLC
Firm CRD: 7784
SEC number: Not yet retrieved from the source record
Assets under management: Not yet retrieved from the source record
Website: Not yet retrieved from the source record
Phone: Not yet retrieved from the source record
Firm location: Not yet retrieved from the source record

Employment history (17)

From the source registration record · current first

Strategic Advisers LLCCurrent
Lutherville, MD · IA capacity

Mar 31, 2025 → present
Fidelity Brokerage Services LLCCurrent
Lutherville, MD · BD capacity

Jan 14, 2015 → present
Fidelity Brokerage Services LLCCurrent
Towson, MD · BC capacity

start not retrieved → present
Fidelity Personal And Workplace Advisors
IA capacity

Jul 13, 2018 → Mar 31, 2025
Strategic Advisers LLC
IA capacity

Jan 15, 2015 → Jul 13, 2018
T. Rowe Price Investment Services, Inc.
BD capacity

Feb 9, 2011 → Dec 23, 2014
T. Rowe Price Advisory Services, Inc.
IA capacity

Feb 9, 2011 → Dec 23, 2014
Pnc Investments
BD capacity

Jan 4, 2010 → Jan 3, 2011
Pnc Investments
IA capacity

Jan 4, 2010 → Jan 3, 2011
Citigroup Global Markets Inc.
IA capacity

May 5, 2009 → Dec 19, 2009
Citigroup Global Markets Inc.
BD capacity

Apr 30, 2009 → Dec 19, 2009
Maxim Group LLC
BD capacity

Nov 29, 2006 → Jun 25, 2007
National Financial Services LLC
BD capacity

Jan 31, 2005 → Sep 12, 2005
Citigroup Global Markets Inc.
BD capacity

Jul 28, 1993 → Dec 13, 2004
Cowen & Co.
BD capacity

Feb 3, 1992 → Jun 29, 1993
Hambrecht & Quist Incorporated
BD capacity

Feb 28, 1990 → Jan 11, 1991
Advest, Inc.
BD capacity

Nov 25, 1987 → Feb 15, 1990

Source & corrections

Where this page comes from

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