Samir Moufid Sleiman

CRD 1756729 · Wells Fargo Advisors · Salt Lake City, UT

IA RegisteredBroker

Also appears in the source record as: Sam M Sleiman; Sam Sleiman; Samir Sleiman

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (4): SIESeries 7Series 65Series 63
Registered states (28): Arizona · California · Colorado · Florida · Idaho · Illinois · Indiana · Maryland · Massachusetts · Minnesota · Missouri · Montana · Nevada · New Hampshire · New Jersey · New York · North Carolina · Oklahoma · Oregon · Pennsylvania · South Carolina · Tennessee · Texas · Utah · Virginia · Washington · Wisconsin · Wyoming
Years in the industry (source record): 36
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

The official record for CRD 1756729 contains one or more disclosure events as of Aug 20, 2026.

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Current firm

From the firm record

Firm: Wells Fargo Advisors
Firm CRD: 19616
SEC number: 801-37967
Assets under management: $671.4B as of Jun 23, 2026
Website: www.twitter.com/WFINVESTING ↗
Phone: 314-875-3000
Firm location: St. Louis, MO, 63103-2205

Employment history (16)

From the source registration record · current first

Wells Fargo Clearing Services, LLCCurrent
Salt Lake City, UT · BC capacity

start not retrieved → present
Wells Fargo Clearing Services, LLCCurrent
Palm Springs, CA · IA capacity

start not retrieved → present
Wells Fargo Clearing Services, LLCCurrent
Salt Lake City, UT · IA capacity

start not retrieved → present
Wells Fargo AdvisorsCurrent
Palm Springs, CA · IA capacity

start not retrieved → present
Wells Fargo AdvisorsCurrent
Salt Lake City, UT · IA capacity

start not retrieved → present
Wells Fargo Investments, LLC
Salt Lake City, UT · IA capacity

May 29, 2007 → Jan 3, 2011
Wells Fargo Investments, LLC
Salt Lake City, UT · BC capacity

May 24, 2001 → Jan 3, 2011
Wells Fargo Securities, LLC
San Francisco, CA · BC capacity

Aug 3, 2001 → Jan 9, 2002
U.S. Bancorp Piper Jaffray Inc.
Minneapolis, MN · BC capacity

Nov 16, 1998 → Jun 8, 2001
U.S. Bancorp Investments, Inc.
Saint Paul, MN · BC capacity

Sep 3, 1997 → Nov 16, 1998
U.S. Bancorp Securities
Portland, OR · BC capacity

May 13, 1996 → Sep 3, 1997
Invest Financial Corporation
Appleton, WI · BC capacity

Feb 22, 1994 → May 20, 1996
H.D. Vest Investment Securities, Inc.
Dallas, TX · BC capacity

Nov 25, 1991 → Feb 28, 1994
Financial Network Investment Corporation
El Segundo, CA · BC capacity

Oct 3, 1989 → Jan 9, 1990
American Express Financial Advisors Inc.
Minneapolis, MN · BC capacity

Dec 22, 1987 → Oct 23, 1989
Integrated Resources Equity Corporation
BC capacity

Sep 13, 1989 → Oct 17, 1989

Source & corrections

Where this page comes from

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