Steven Thomas Post

CRD 1759879 · Morgan Stanley · New York, NY

IA RegisteredBroker

Also appears in the source record as: Steve Post; Steven T Post

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (9): Series 65Series 63Series 10Series 9Series 24Series 8SIESeries 3Series 7
Registered states (23): Arizona · California · Colorado · Connecticut · Florida · Georgia · Illinois · Indiana · Louisiana · Massachusetts · Nevada · New Jersey · New Mexico · New York · North Carolina · Ohio · Pennsylvania · Rhode Island · South Carolina · Texas · Virginia · Washington · Wisconsin
Years in the industry (source record): 39
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

The official record for CRD 1759879 contains one or more disclosure events as of Aug 20, 2026.

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Current firm

From the firm record

Firm: Morgan Stanley
Firm CRD: 149777
SEC number: 801-70103
Assets under management: $2.0T as of Jun 30, 2026
Website: www.morganstanley.com ↗
Phone: 914-225-5510
Firm location: Purchase, NY, 10577-2530

Employment history (8)

From the source registration record · current first

Morgan StanleyCurrent
New York, NY · IA capacity

Jan 10, 2025 → present
Ubs Financial Services Inc.
BD capacity

Jan 28, 2016 → Jan 24, 2025
Ubs Financial Services Inc.
IA capacity

Jan 28, 2016 → Jan 24, 2025
Merrill Lynch, Pierce, Fenner & Smith Incorporated
BD capacity

Sep 10, 2004 → Jan 29, 2016
Merrill Lynch, Pierce, Fenner & Smith Incorporated
IA capacity

Sep 10, 2004 → Jan 29, 2016
Ryan Beck & Co.
BD capacity

Apr 29, 2002 → Sep 28, 2004
Gruntal & Co., L.L.C.
BD capacity

May 21, 2001 → May 13, 2002
Gruntal & Co., L.L.C.
BD capacity

Dec 22, 1987 → May 21, 2001

Source & corrections

Where this page comes from

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