Daniel L Tai

CRD 1761468 · J.P. Morgan Securities LLC · New York, NY

IA RegisteredBroker

Also appears in the source record as: Lide Dai; Daniel Lide Tai

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (7): SIESeries 7Series 6Series 24Series 26Series 65Series 63
Registered states (17): California · Connecticut · Florida · Georgia · Hawaii · Illinois · Maryland · Massachusetts · Minnesota · Nevada · New Jersey · New York · North Carolina · Pennsylvania · Rhode Island · Texas · Virginia
Years in the industry (source record): 38
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

The official record for CRD 1761468 contains one or more disclosure events as of Aug 20, 2026.

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Current firm

From the firm record

Firm: J.P. Morgan Securities LLC
Firm CRD: 79
SEC number: 801-3702
Assets under management: $429.7B as of Jun 30, 2026
Website: wealthpartners.jpmorgan.com ↗
Phone: 800-999-2000
Firm location: New York, NY, 10017

Employment history (10)

From the source registration record · current first

J.P. Morgan Securities LLCCurrent
New York, NY · BC capacity

start not retrieved → present
J.P. Morgan Securities LLCCurrent
New York, NY · IA capacity

start not retrieved → present
J.P. Morgan Securities LLCCurrent
New York, NY · IA capacity

start not retrieved → present
Chase Investment Services Corp.
New York, NY · IA capacity

Jul 6, 2004 → Oct 1, 2012
Chase Investment Services Corp.
New York, NY · BC capacity

Mar 22, 2004 → Oct 1, 2012
Nylife Securities Inc.
New York, NY · BC capacity

Apr 26, 1999 → Apr 6, 2004
Signator Investors, Inc.
Boston, MA · BC capacity

Jan 5, 1998 → Apr 8, 1999
Mony Securities Corp.
New York, NY · BC capacity

Jan 8, 1997 → Jan 2, 1998
The Equitable Life Assurance Society Of The United States
New York, NY · BC capacity

Nov 12, 1987 → Jan 17, 1997
Eq Financial Consultants, Inc.
New York, NY · BC capacity

Nov 12, 1987 → Jan 17, 1997

Source & corrections

Where this page comes from

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