John J Glade

CRD 1763846 · Merrill Lynch, Pierce, Fenner & Smith Incorporated · Austin, TX

IA RegisteredBroker

Also appears in the source record as: John Joseph Glade; John Glade

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (5): Series 66Series 63Series 24SIESeries 7
Registered states (1): Texas
Years in the industry (source record): 38
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

The official record for CRD 1763846 contains one or more disclosure events as of Aug 20, 2026.

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Current firm

From the firm record

Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated
Firm CRD: 7691
SEC number: 801-14235
Assets under management: $1.8T as of Jun 29, 2026
Website: www.merrilledge.com/GUIDED-INVESTING ↗
Phone: 800-637-7455
Firm location: New York, NY, 10036

Employment history (13)

From the source registration record · current first

Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
Austin, TX · IA capacity

Apr 27, 2026 → present
Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
Austin, TX · BC capacity

start not retrieved → present
Ameriprise Financial Services, LLC
BD capacity

Nov 3, 2023 → Feb 5, 2026
Ameriprise Financial Services, LLC
IA capacity

Nov 3, 2023 → Feb 5, 2026
Comerica Securities
IA capacity

Sep 26, 2023 → Nov 3, 2023
Comerica Securities
BD capacity

Sep 25, 2023 → Nov 3, 2023
Wells Fargo Clearing Services, LLC
IA capacity

Dec 27, 2018 → Sep 22, 2023
Wells Fargo Clearing Services, LLC
BD capacity

Nov 7, 2018 → Sep 22, 2023
National Alliance Securities, LLC
BD capacity

May 25, 2016 → Oct 15, 2018
Clearview Trading Advisors, Inc.
BD capacity

Jul 24, 2014 → May 31, 2016
Tejas Securities Group, Inc.
BD capacity

Dec 22, 1997 → Jul 17, 2014
Aps Financial Corporation
BD capacity

Jul 18, 1990 → Dec 8, 1997
Mabon, Nugent & Co.
BD capacity

Apr 19, 1988 → May 21, 1990

Source & corrections

Where this page comes from

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