Anna Abma

CRD 1778571 · Merrill Lynch, Pierce, Fenner & Smith Incorporated · Wyckoff, NJ

IA RegisteredBroker

Also appears in the source record as: Anna Galietta; Anna Pipia

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (5): Series 66Series 63SIESeries 7Series 6
Registered states (53): Alabama · Alaska · Arizona · Arkansas · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Hawaii · Idaho · Illinois · Indiana · Iowa · Kansas · Kentucky · Louisiana · Maine · Maryland · Massachusetts · Michigan · Minnesota · Mississippi · Missouri · Montana · Nebraska · Nevada · New Hampshire · New Jersey · New Mexico · New York · North Carolina · North Dakota · Ohio · Oklahoma · Oregon · Pennsylvania · Puerto Rico · Rhode Island · South Carolina · South Dakota · Tennessee · Texas · Utah · Vermont · Virgin Islands · Virginia · Washington · West Virginia · Wisconsin · Wyoming
Years in the industry (source record): 39
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated
Firm CRD: 7691
SEC number: 801-14235
Assets under management: $1.8T as of Jun 29, 2026
Website: www.merrilledge.com/GUIDED-INVESTING ↗
Phone: 800-637-7455
Firm location: New York, NY, 10036

Employment history (7)

From the source registration record · current first

Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
Wyckoff, NJ · IA capacity

Dec 12, 2014 → present
Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
Wyckoff, NJ · BC capacity

start not retrieved → present
New England Securities Corporation
IA capacity

Feb 6, 2014 → Nov 21, 2014
New England Securities
BD capacity

May 23, 2012 → Nov 21, 2014
Metropolitan Life Insurance Company
BD capacity

Jan 29, 1997 → May 18, 2000
Metlife Securities Inc.
BD capacity

Jan 29, 1997 → May 18, 2000
Shearson Lehman Hutton Inc.
BD capacity

Dec 22, 1987 → May 13, 1989

Source & corrections

Where this page comes from

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SEC IAPD record for CRD 1778571 ↗ FINRA BrokerCheck record for CRD 1778571 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

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