Kim J Thomas
Registration & licensing
As recorded in SEC IAPD / FINRA BrokerCheck
- Broker-dealer registration
- Active
- Investment adviser registration
- Inactive
- Exams passed
- Not yet retrieved from the source record
- Registered states
- Not yet retrieved from the source record
- Years in the industry
- Not yet retrieved from the source record
- Professional designations
- Not yet retrieved from the source record
Disclosures
Copied from the official record
The official record for CRD 1780853 contains one or more disclosure events as of Aug 20, 2026.
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Current firm
From the firm record
- Firm
- Usi Securities, Inc.
- Firm CRD
- 43793
- SEC number
- 801-56578
- Assets under management
- Not yet retrieved from the source record
- Website
- Not yet retrieved from the source record
- Phone
- 860-652-3239
- Firm location
- Glastonbury, CT, 06033
Employment history (2)
From the source registration record · current first
-
start not retrieved → present
-
start not retrieved → present
Source & corrections
Where this page comes from
Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.
Data compiled Aug 20, 2026. Source: IAPD_SEARCH. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.