Walter Francis Wellsfry

CRD 1781075 · Wells Fargo Advisors · Walnut Creek, CA

IA RegisteredBroker

Also appears in the source record as: Walt Wellsfry

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (3): SIESeries 7Series 63
Registered states (15): Arizona · California · Florida · Georgia · Massachusetts · Michigan · Minnesota · Nevada · Oregon · Pennsylvania · South Dakota · Texas · Vermont · Virginia · Washington
Years in the industry (source record): 38
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Wells Fargo Advisors
Firm CRD: 19616
SEC number: 801-37967
Assets under management: $671.4B as of Jun 23, 2026
Website: www.twitter.com/WFINVESTING ↗
Phone: 314-875-3000
Firm location: St. Louis, MO, 63103-2205

Employment history (9)

From the source registration record · current first

Wells Fargo AdvisorsCurrent
Walnut Creek, CA · IA capacity

start not retrieved → present
Wells Fargo Clearing Services, LLCCurrent
Walnut Creek, CA · BC capacity

start not retrieved → present
Wells Fargo Investments, LLC
Walnut Creek, CA · IA capacity

Mar 10, 2009 → Jan 3, 2011
Wells Fargo Investments, LLC
Walnut Creek, CA · BC capacity

Mar 9, 2009 → Jan 3, 2011
Aig Retirement Advisors, Inc.
Emeryville, CA · IA capacity

Aug 18, 2003 → Mar 18, 2009
Aig Retirement Advisors, Inc.
Emeryville, CA · BC capacity

Nov 1, 2002 → Mar 18, 2009
Salomon Smith Barney Inc.
New York, NY · BC capacity

Aug 6, 1996 → Sep 10, 1999
Painewebber Incorporated
Weehawken, NJ · BC capacity

Jul 30, 1990 → Aug 9, 1996
Lehman Brothers Inc.
New York, NY · BC capacity

Dec 22, 1987 → Aug 17, 1990

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

SEC IAPD record for CRD 1781075 ↗ FINRA BrokerCheck record for CRD 1781075 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

Data compiled Aug 20, 2026. Source: BROKERCHECK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.

Preview release — partial coverage. This is a public-records lookup tool, not investment advice, not a recommendation, and not an endorsement of any advisor. Registration status shown here is a copy of a government record and may be out of date; always confirm against SEC IAPD and FINRA BrokerCheck before acting.