Joseph Alan Sorrell

CRD 1781123 · Wells Fargo Advisors · Winchester, VA

IA RegisteredBroker

Also appears in the source record as: Joe Sorrell

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (5): SIESeries 7Series 24Series 66Series 63
Registered states (28): Arizona · California · Colorado · Delaware · District Of Columbia · Florida · Georgia · Iowa · Kentucky · Louisiana · Maryland · Massachusetts · Michigan · Minnesota · Missouri · Nevada · New Jersey · New York · North Carolina · Ohio · Pennsylvania · South Carolina · Tennessee · Utah · Virginia · Washington · West Virginia · Wisconsin
Years in the industry (source record): 29
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Wells Fargo Advisors
Firm CRD: 19616
SEC number: 801-37967
Assets under management: $671.4B as of Jun 23, 2026
Website: www.twitter.com/WFINVESTING ↗
Phone: 314-875-3000
Firm location: St. Louis, MO, 63103-2205

Employment history (16)

From the source registration record · current first

Wells Fargo AdvisorsCurrent
Winchester, VA · IA capacity

start not retrieved → present
Wells Fargo Clearing Services, LLCCurrent
Winchester, VA · BC capacity

start not retrieved → present
Principal Securities, Inc.
Des Moines, IA · IA capacity

Apr 6, 2016 → Jun 25, 2021
Principal Securities, Inc.
Des Moines, IA · BC capacity

Apr 1, 2016 → Jun 25, 2021
Capital One Advisors, LLC
Seattle, WA · IA capacity

Jan 28, 2015 → Mar 18, 2016
Capital One Investing, LLC
Frederick, MD · BC capacity

Jan 2, 2015 → Mar 18, 2016
Capital One Financial Advisors LLC
Melville, NY · IA capacity

Jul 14, 2011 → Jan 28, 2015
Capital One Investment Services LLC
Mclean, VA · BC capacity

Jul 14, 2011 → Jan 2, 2015
M&t Securities, Inc.
Frederick, MD · IA capacity

Sep 30, 2004 → Jul 12, 2011
M&t Securities, Inc.
Frederick, MD · BC capacity

Sep 30, 2004 → Jul 12, 2011
Bb&t Investment Services, Inc.
Charlotte, NC · IA capacity

Jun 6, 2002 → Sep 21, 2004
Bb&t Investment Services, Inc.
Charlotte, NC · BC capacity

Jun 6, 2002 → Sep 21, 2004
Chevy Chase Financial Services
Bethesda, MD · IA capacity

Jan 1, 2002 → Jun 4, 2002
Chevy Chase Financial Services
Bethesda, MD · BC capacity

Aug 30, 2001 → Jun 4, 2002
First Union Capital Markets Corp.
Charlotte, NC · BC capacity

Jun 30, 1998 → Oct 1, 1999
Calvert Distributors, Inc.
Bethesda, MD · BC capacity

Nov 20, 1996 → Jul 2, 1998

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

SEC IAPD record for CRD 1781123 ↗ FINRA BrokerCheck record for CRD 1781123 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

Data compiled Aug 20, 2026. Source: BROKERCHECK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.

Preview release — partial coverage. This is a public-records lookup tool, not investment advice, not a recommendation, and not an endorsement of any advisor. Registration status shown here is a copy of a government record and may be out of date; always confirm against SEC IAPD and FINRA BrokerCheck before acting.