Michael E Mcgriff

CRD 1782304 · Fidelity Brokerage Services LLC · Smithfield, RI

IA RegisteredBroker

Also appears in the source record as: Michael Edward Mcgriff

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (9): Series 65Series 63Series 10Series 9Series 24Series 8SIESeries 3Series 7
Registered states (53): Alabama · Alaska · Arizona · Arkansas · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Hawaii · Idaho · Illinois · Indiana · Iowa · Kansas · Kentucky · Louisiana · Maine · Maryland · Massachusetts · Michigan · Minnesota · Mississippi · Missouri · Montana · Nebraska · Nevada · New Hampshire · New Jersey · New Mexico · New York · North Carolina · North Dakota · Ohio · Oklahoma · Oregon · Pennsylvania · Puerto Rico · Rhode Island · South Carolina · South Dakota · Tennessee · Texas · Utah · Vermont · Virgin Islands · Virginia · Washington · West Virginia · Wisconsin · Wyoming
Years in the industry (source record): 38
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Fidelity Brokerage Services LLC
Firm CRD: 7784
SEC number: Not yet retrieved from the source record
Assets under management: Not yet retrieved from the source record
Website: Not yet retrieved from the source record
Phone: Not yet retrieved from the source record
Firm location: Not yet retrieved from the source record

Employment history (17)

From the source registration record · current first

Strategic Advisers LLCCurrent
Naperville, IL · IA capacity

Mar 31, 2025 → present
Fidelity Brokerage Services LLCCurrent
Naperville, IL · BD capacity

May 16, 2012 → present
Fidelity Brokerage Services LLCCurrent
Smithfield, RI · BC capacity

start not retrieved → present
Fidelity Personal And Workplace Advisors
IA capacity

Jul 13, 2018 → Mar 31, 2025
Strategic Advisers LLC
IA capacity

Nov 9, 2015 → Jul 13, 2018
Strategic Advisers, Inc.
IA capacity

Jun 22, 2012 → Nov 6, 2015
Valic Financial Advisors, Inc.
IA capacity

Aug 5, 2010 → May 1, 2012
Valic Financial Advisors, Inc.
BD capacity

Aug 4, 2010 → May 1, 2012
Tiaa-Cref Advice And Planning Services
IA capacity

Apr 4, 2005 → Sep 4, 2008
Tiaa-Cref Individual & Institutional Services, LLC
BD capacity

Nov 11, 2004 → Sep 4, 2008
Tiaa-Cref Trust Company, Fsb
IA capacity

Nov 11, 2004 → Apr 4, 2005
Abn Amro Financial Services, Inc.
BD capacity

Oct 1, 2003 → Nov 3, 2004
Abn Amro Financial Services, Inc.
IA capacity

Oct 1, 2003 → Nov 3, 2004
Deutsche Investment Management Americas Inc.
IA capacity

Apr 6, 2001 → Feb 14, 2003
Scudder Investor Services, Inc.
BD capacity

Feb 29, 2000 → Jan 31, 2003
Fidelity Brokerage Services, Inc.
BD capacity

Jan 14, 1992 → Mar 23, 1998
American Express Financial Advisors Inc.
BD capacity

Jan 19, 1988 → Feb 3, 1992

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

SEC IAPD record for CRD 1782304 ↗ FINRA BrokerCheck record for CRD 1782304 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

Data compiled Aug 20, 2026. Source: IAPD_SEARCH. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.

Preview release — partial coverage. This is a public-records lookup tool, not investment advice, not a recommendation, and not an endorsement of any advisor. Registration status shown here is a copy of a government record and may be out of date; always confirm against SEC IAPD and FINRA BrokerCheck before acting.