Susan Marie Mayhugh
Registration & licensing
As recorded in SEC IAPD / FINRA BrokerCheck
- Broker-dealer registration
- Active
- Investment adviser registration
- Active
- Exams passed (3)
- Series 63SIESeries 7
- Registered states (40)
- Alabama · Arizona · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Hawaii · Illinois · Kansas · Kentucky · Louisiana · Maine · Maryland · Massachusetts · Michigan · Minnesota · Mississippi · Missouri · Montana · Nevada · New Hampshire · New Jersey · New Mexico · New York · North Carolina · Ohio · Oklahoma · Oregon · Pennsylvania · South Carolina · Tennessee · Texas · Utah · Virginia · Washington · Wisconsin · Wyoming
- Years in the industry (source record)
- 38
- Professional designations
- Not yet retrieved from the source record
Disclosures
Copied from the official record
No disclosure events are flagged in the source record as of Aug 20, 2026.
This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.
Current firm
From the firm record
- Firm
- Morgan Stanley
- Firm CRD
- 149777
- SEC number
- 801-70103
- Assets under management
- $2.0T as of Jun 30, 2026
- Website
- www.morganstanley.com ↗
- Phone
- 914-225-5510
- Firm location
- Purchase, NY, 10577-2530
Employment history (11)
From the source registration record · current first
-
Jun 1, 2009 → present
-
Citigroup Global Markets Inc.BD capacityAug 13, 2004 → Jun 1, 2009
-
Citigroup Global Markets Inc.IA capacityAug 13, 2004 → Jun 1, 2009
-
A. G. Edwards & Sons, Inc.IA capacityApr 1, 2003 → Aug 20, 2004
-
A. G. Edwards & Sons, Inc.BD capacityAug 17, 1992 → Aug 20, 2004
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Peachtree Capital CorporationBD capacityFeb 7, 1991 → Sep 21, 1992
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Barkley-Lockman Investments Inc.BD capacityDec 17, 1990 → Feb 12, 1991
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Thomas James Associates, Inc.BD capacityNov 22, 1989 → Mar 23, 1990
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First Alliance Securities, Inc.BD capacityApr 25, 1989 → Nov 24, 1989
-
Profile Investments CorporationBD capacityFeb 5, 1988 → Apr 27, 1989
-
American Express Financial Advisors Inc.BD capacityJan 19, 1988 → Feb 12, 1988
Source & corrections
Where this page comes from
Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.
Data compiled Aug 20, 2026. Source: IAPD_SEARCH. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.