Kenneth Patrick Lombino

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration

Active

Investment adviser registration

Active

Exams passed (4)

SIESeries 7Series 65Series 63

Registered states (12)

California · Florida · Illinois · Indiana · Massachusetts · Michigan · New Jersey · New Mexico · North Carolina · Oregon · Texas · Washington

Years in the industry (source record)

38

Professional designations

Not yet retrieved from the source record

Disclosures

Copied from the official record

Current firm

From the firm record

Firm

Wells Fargo Advisors

Firm CRD

19616

SEC number

801-37967

Assets under management

$671.4B as of Jun 23, 2026

Website

www.twitter.com/WFINVESTING ↗

Phone

314-875-3000

Firm location

St. Louis, MO, 63103-2205

Employment history (15)

From the source registration record · current first

• Wells Fargo AdvisorsCurrent

  Westlake Village, CA · IA capacity
  start not retrieved → present
• Wells Fargo Clearing Services, LLCCurrent

  Westlake Village, CA · BC capacity
  start not retrieved → present
• Merrill Lynch, Pierce, Fenner & Smith Incorporated

  Beverly Hills, CA · IA capacity
  Jan 10, 2011 → Aug 13, 2020
• Merrill Lynch, Pierce, Fenner & Smith Incorporated

  Beverly Hills, CA · BC capacity
  Jan 7, 2011 → Aug 13, 2020
• Morgan Stanley Smith Barney LLC

  Beverly Hills, CA · IA capacity
  Jun 1, 2009 → Jan 12, 2011
• Morgan Stanley Smith Barney

  Beverly Hills, CA · BC capacity
  Jun 1, 2009 → Jan 12, 2011
• Morgan Stanley & Co. Incorporated

  Beverly Hills, CA · IA capacity
  Apr 2, 2007 → Jun 1, 2009
• Morgan Stanley & Co. Incorporated

  Beverly Hills, CA · BC capacity
  Apr 2, 2007 → Jun 1, 2009
• Morgan Stanley

  Beverly Hills, CA · IA capacity
  Jul 18, 2005 → Apr 2, 2007
• Morgan Stanley Dw Inc.

  Beverly Hills, CA · BC capacity
  Jul 15, 2005 → Apr 2, 2007
• Prudential Securities Incorporated

  New York, NY · BC capacity
  Apr 23, 1997 → Jul 11, 2001
• Smith Barney Inc.

  New York, NY · BC capacity
  Apr 19, 1994 → Apr 30, 1997
• Painewebber Incorporated

  Weehawken, NJ · BC capacity
  Sep 21, 1993 → Apr 21, 1994
• M.L. Stern & Co. Inc.

  Beverly Hills, CA · BC capacity
  May 8, 1989 → Sep 20, 1993
• Cal State Securities Corp.

  BC capacity
  Mar 14, 1988 → Jan 18, 1989

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

Data compiled Aug 20, 2026. Source: BROKERCHECK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.